Jefferson: Federal Criminal Powers Limited

Posted in Uncategorized on October 8, 2009 by bigsmiff

Thomas Jefferson, in the Kentucky Resolutions, 1798:

… the Constitution of the United States, having delegated to Congress a power to punish treason, counterfeiting the securities and current coin of the United States, piracies, and felonies committed on the high seas, and offenses against the law of nations, and no other crimes whatsoever; and it being true as a general principle, and one of the amendments to the Constitution having also declared, that “the powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people,” therefore the act of Congress, passed on the 14th day of July, 1798, and intituled “An Act in addition to the act intituled An Act for the punishment of certain crimes against the United States,” as also the act passed by them on the — day of June, 1798, intituled “An Act to punish frauds committed on the bank of the United States,” (and all their other acts which assume to create, define, or punish crimes, other than those so enumerated in the Constitution,) are altogether void, and of no force; and that the power to create, define, and punish such other crimes is reserved, and, of right, appertains solely and exclusively to the respective States, each within its own territory.

This is the classic Jefferson quote in which he succinctly states the constitutional limits on the powers of the central government to prosecute persons under criminal law for acts committed on state territory. He does not get into the “general legislative powers” of Congress over federal territories, which have been reasonably interpreted to allow broad criminal jurisdiction, but the Constitution clearly states that such jurisdiction extends only to territory not the territory of any state. One might also argue that the constitutional provision that empowers the federal government to guarantee to the States a republican form of government confers powers of criminal prosecution in the event that the federal government had to step in temporarily to govern a state in which government had failed to maintain a republican form, in which case it would be governing the state as a kind of federal territory for the duration of the emergency. The only other exception is a power to discipline military personnel for acts they might commit, including those on state territory. However, this power would not extend to nonmilitary government officials, who would be subject only to federal civil remedies or removal from office, or criminal prosecution under state law.

Federal “territory” does not include property owned in fee simple by the federal government that lies within state territory, nor property on which activities are otherwise subject to regulation as interstate commerce or for excise or import taxation, neither of which create “federal territory” unless the land has been ceded to the federal government by the state legislature, nor do the powers to regulate or tax provide authority for criminal penalties (disablement of life or liberty), only for civil penalties (disablement of property).

Apply this standard to most of the statutes passed during the last 60 years or to the federal agencies and regulations established during that period, and it is clear why constitutionalists see a conspiracy to incrementally overthrow the Constitution. The constitutional guarantees of civil rights won’t protect us if the restrictions on governmental powers are not strictly enforced. Those who imagine they can support only the provisions they like and ignore violations of others are deluding themselves.

Citizens have failed to do their duty to independently determine the constitutionality and legality of official acts. They have been all too willing to delegate that duty to courts, superiors, or legal advisors. The Principle of Nuremberg is that the duty to make such a determination cannot be delegated. The U.S. Constitution was meant to be understood and enforced by every citizen, according to the intent of the Framers, and not according to the passions of the moment. We have seen what happens in other countries, like the old Soviet Union, when an otherwise good constitution is not enforced by every citizen. This is especially important when courts become corrupt, and interpret the Constitution in ways that serves not the people but their would-be masters.

THE ROLE OF CONGRESS IN MONITORING ADMINISTRATIVE RULEMAKING

Posted in Uncategorized on October 8, 2009 by bigsmiff

TESTIMONY OF
JERRY TAYLOR
DIRECTOR OF NATURAL RESOURCE STUDIES,
THE CATO INSTITUTE

BEFORE THE:

SUBCOMMITTEE ON COMMERCIAL AND ADMINISTRATIVE LAW
COMMITTEE ON THE –JUDICIARY

ON:

THE ROLE OF CONGRESS IN MONITORING ADMINISTRATIVE RULEMAKING

SEPTEMBER 12, 1996

Introduction

(This testimony draws heavily from material prepared by David Schoenbrod and Gene Healy for a forthcoming
Cato Institute Policy Analysis. )

In 1995 the 104th Congress attempted to deal with our $500 billion regulatory burden by regulating the regulators. Senate Bill 343, the Dole-Johnston Regulatory Reform Bill, would have grafted a new web of rules–mandating cost-benefit analysis and scientific risk- assessment–onto the impenetrably dense administrative structure that already exists.

Giving regulatory agencies a dose of their own medicine is a laudable idea, but it will not solve our current dilemma. Indeed, by focusing chiefly on the monetary costs imposed by the current regulatory regime, congressional reformers have misconstrued the nature of the threat that regime poses. Instead of reinventing the regulatory state, Congress should take back its power to make the law.

Since the New Deal, Congress has ceded more and more of its legislative authority to executive branch agencies. This delegation of lawmaking power is ill advised and illegitimate, for several reasons:

* Delegation violates the Constitution, subverting the central structural principle of that document: the separation of powers.

* Delegation severs the people from the law, undermining democracy by allowing vitally important decisions of governance to be made by unelected, unaccountable officials.

* Delegation is a political shell game, allowing legislators to simultaneously support the benefits and oppose the costs of regulation.

* Most importantly, by allowing those who enforce the law to make the law as well, delegation subjects the lives, liberty and property of Americans to arbitrary rule.

Reservations about delegation are not limited to one side of the political spectrum; recently, concerns about the extent to which Congress has relinquished its lawmaking authority have been expressed by civil libertarians such as the ACLU’s Nadine Strossen, good-government reformers like former Sen. Bill Bradley and Debra Knopman of the Progressive Policy Institute, committed Progressives such as the New Republic’s Jacob Weisberg, and constitutional originalists such as former Judge Robert Bork and Judge Douglas Ginsburg. Despite their disparate perspectives, these thinkers have in common a concern for the vitality of our republican system of government–a vitality that has been sapped by Congress’s refusal to take responsibility for the law. That vitality can only be reclaimed by forcing the peoples’ representatives to reclaim the law. Reclaiming the law will require a restoration of the scheme of separation of powers outlined by the Framers–a return, in other words, to the original design.

The Original Design

The separation of legislative, executive, and judicial powers is the central principle of our Constitution’s architecture. This structural principle, according to legal scholar Rebecca Brown, is “a vital part of a constitutional organism whose final cause is the protection of individual rights.” Indeed, it was because the powers of the federal government were both enumerated and separated that most of the delegates to the Constitutional Convention thought that individual liberty could be preserved without a Bill of Rights. Alexander Hamilton held that the Constitution’s system of separated and enumerated powers was “itself, in every rational sense, and to every useful purpose, A BILL OF RIGHTS.”

The doctrine of separation of powers attained its axiomatic status for the founding generation in part through the historical experience of the colonies in their struggle with Britain, and in part through the writings of a number of influential political theorists. The Declaration of Independence’s bill of particulars against George III indicted the British king for several violations of the principle, among them, subverting the independence of the colonial legislatures, and making “judges dependent on his will alone.” The doctrine had also been articulated by, among others, Locke, Blackstone, and, especially, Montesquieu, whom Madison called “the oracle.” As constitutional historian Forrest McDonald notes, “American republican ideologues could recite the central points of Montesquieu’s doctrine of separation of powers as if it had been a catechism.”

Like Montesquieu, the Framers viewed political liberty as a condition in which citizens are free from arbitrary power and can expect to be secure in their persons and property. As Montesquieu put it in The Spirit of the Laws, “The political liberty of the subject is a tranquillity of mind, arising from the opinion each person has of his safety. Concentration of two or more of the three classes of power– legislative, executive, judicial–in a single organ of government would destroy that tranquillity, for reasons that John Adams expressed succinctly in a pamphlet published in 1776: “Because a single assembly, possessed of all the powers of government, would make arbitrary laws for their own interest, execute all laws arbitrarily for their own interest, and adjudge all controversies in their own favor.” According the late Malcolm P. Sharp, “Solicitude for liberty and property, and not unreasonable fear of what majority rule might do to them” were the primary impetus behind the enshrinement of separation of powers in the various state constitutions and its role in shaping the federal constitution.

To the end of preserving individual liberty and the rule of law, therefore, the first three articles of the Constitution neatly apportion the legislative, executive, and judicial powers respectively, to three separate bodies. Article I states, “All legislative powers herein granted shall be vested in a Congress of the United States”; Article II vest-s the executive power in the president; and Article III provides that the judicial power shall be vested in the Supreme Court and any inferior courts Congress decides to create. Neither the Framers nor Montesquieu adhered to a doctrine of pure separation of powers–a theory that would hermetically seal each department from the others. But the deviations from that principle are few, and explicitly prescribed.’ Indeed, Madison devoted Federalist 47 to defending these minor deviations from a theory of pure separation, readily granting that, were the proposed constitution guilty of a tendency toward mixing the legislative, executive, and judicial powers, “no further arguments would be necessary to inspire a universal reprobation of the system.’,

The precise limits of each respective function are not defined within the text of the Constitution, but that does not mean that the differences between them are incapable of being discerned. In an elegant reduction Gary Lawson of the Northwestern University School of Law writes, “Consider, for example, a statute creating the Goodness and Niceness Commission and giving it power ‘to promulgate rules for the promotion of goodness and niceness in all areas within the power of Congress under the Constitution.’” Clearly, such a commission would both make and enforce the law. 2 The President participates in the legislative process via the presentment clause and his veto power. The Vice President is given the tie-breaking vote in the Senate. The Senate confirms treaties and important executive branch appointees. It also has the judicial power to try impeachments

Statutes that express goals, even specific ones, but leave it to the executive branch to generate, the rules binding on private conduct, delegate the power to make law, and are thus illegitimate. John Locke, whose authority among the founding generation was rivaled only by Montesquieu’s, held that the legislature “cannot transfer the power of making laws to any other hands, for it being but a delegated power from the people, they who have it cannot pass it over to others.”

A statute meeting the test of nondelegation should clearly resolve most cases that arise under it. A person interested in whether certain conduct is prohibited should, under such a statute, be able to discern the answer from reading it. All statutes require interpretation, but the job of a law interpreter in the executive or judicial branch is to look backward to what the lawmakers intended, rather than forward, to determine what would be wise public policy. Cornell University Law School professor Cynthia R. Farina states the relevant question thus, “Are decisions of public policy being made by someone other than those who the people have chosen as their representatives?” if so, then the statute in question fails the test of nondelegation contemplated by the Constitution. Under a revitalized nondelegation doctrine, there will indeed be hard cases- instances in which there is no “bright line” between interpreting the law and actually making it; however, the vast majority of regulatory rulemakings issued under the current system do not constitute hard cases.

The Constitution in Exile

Before the New Deal, wholesale delegation of legislative authority to the executive was largely unknown in the United States, at least during peacetime. with the coming of the Great Depression, President Franklin Delano Roosevelt sought sweeping authority to manage the U.S. economy. With the passage of the National Industrial Recovery Act of 1933, he got it. The NIRA authorized industrial and trade associations to draw up codes designed to raise prices and restrict production; if the president found the codes unacceptable, he was empowered to immediately issue and enforce them. Upon hearing of the NIRA, Benito Mussolini exclaimed, “Ecco un ditatore!” (“Behold a dictator!”)

In 1935 the Supreme Court emphatically rejected the industrial code provisions of the NIRA in A.L.A. Schecter Poultry Corp. v. United States. The Court, led by Chief Justice Hughes, argued that “Congress is not permitted. to abdicate or to transfer to others the essential legislative functions with which it is thus vested.” In his concurring opinion, Justice Cardozo famously characterized the industrial code provisions as “delegation running riot.” But after Roosevelt’s 1937 attempt to subvert the judiciary’s independence t,y enlarging the Court, the Court never again struck down a New Deal statute on delegation grounds. Fear of Court-packing concentrated the mind wonderfully, and the judiciary chose not to stand in the path of the administrative state.

The nondelegation doctrine joined the doctrine of enumerated powers in jurisprudential limbo, as an integral part of what Judge Douglas Ginsburg has called “the Constitution-in-Exile.” Along with their “textual cousins,” the Necessary and Proper, Contracts, Takings, and Commerce clauses, these doctrines have been, according to Ginsburg, “banished for standing in opposition to unlimited government.

By 1944 the Court recognized few if any limits on Congress’s ability to delegate. In Yakus v. United States it held that Congress could delegate to an executive agent the power to set maximum prices for virtually all goods throughout the economy. What has followed since the New Deal and the Second World War has been a line of cases in which “the judiciary typically waxes eloquent about the serious breach were Congress ever to transfer its legislative power to other parties;, after which it finds a way to uphold the delegation.”

That line of cases culminates in Chevron, U.S.A., Inc. v. Natural Resources Defense Council (1983), in which the Court showed extraordinary deference to administrative agencies, interpretations of their own authority. The Chevron case arose out of a dispute over the meaning of the term “source” in the 1977 amendments to the Clean Air Act. Initially, the Environmental Protection Agency under President Carter defined the term so that it applied to each source of emissions within any given factory. But under the Reagan administration, the EPA issued a more flexible rule that considered the plant as a whole to be the “source.” Though the Court found it impossible to discern a legislative intent with regard to this issue, it upheld the EPA’s decision, holding that when a statute is silent on a particular issue, Congress can be understood to have delegated the power to make the law to the agency. And, according to Justice Stevens’s majority opinion, “Such legislative regulations are given controlling weight unless they are arbitrary, capricious, or manifestly contrary to the statute.” Professor Cass Sunstein of the University of Chicago School of Law suggests that the Chevron precedent, which allows agencies to determine the extent and nature of their own authority, ignores the wisdom embodied in the old adage about trusting foxes to guard henhouses.

With the judiciary’s abdication of its constitutional role, we are left with a legal status quo that effectively centralizes all governing functions in the executive branch agency: Congress passes a statute endorsing a high-minded goal–accommodation of the handicapped, safe drinking water, protection of wildlife–the executive branch agency then issues and enforces the rules governing individual behavior; the judicial branch, for its part, grants “controlling weight” to the agency’s interpretations of its own authority. In this way, the modern administrative state comes perilously close to realizing the Framers’ definition of despotic government, articulated by James Madison in the Federalist 47: “The accumulation of all powers, legislative, executive, and judiciary, in the same hands, whether of one, a few, or many, and whether hereditary, self- appointed, or elective, may justly be pronounced the very definition of tyranny.”

Delegation Running Riot

The administrative state erected since the New Deal is a massive amalgamation of Professor Lawson’s “Goodness and Niceness Commissions.” In the service of broadly popular societal goals, Congress has delegated ever-increasing amounts of legislative authority to the executive branch. What follows are just a few illustrative examples of delegation’s role in modern government and the concomitant threats to civil liberty and government. This list makes no pretense of being exhaustive; huge swaths of our statutory law, and most of the Federal Register would fail the test of a revitalized nondelegation doctrine.

The FDA and Tobacco

On August 10, 1995 the Food and Drug Administration unveiled a proposed package of new regulations ostensibly designed to reduce teenage smoking. Among the proposals: (1) the FDA would ban all outdoor advertising within 1,000 feet of any playground, or elementary or secondary school; (2) in magazines that could conceivably be read by children, the agency would limit advertising to black text on white background; (3) all cigarette advertising would have to include the phrase “Cigarettes–A Nicotine Delivery Device”; (4) the agency would ban vending machines, self-service displays, sale and distribution by mail, individual cigarette sales, and cigarette packs of less than 20.

There are any number of constitutional objections to be made to the FDA’s proposal, among them that it: relies on an absurdly broad conception of the Commerce power; violates First Amendment protections of commercial speech; encroaches on state prerogatives under the Tenth Amendment–but most salient for the purposes of this paper is that the FDA’s proposal is based on a sweeping delegation of legislative authority.

The FDA’s proposal constituted a rather dramatic turnaround, since the agency had long held that it did not have the authority under the Food Drug and Cosmetic Act to regulate cigarettes unless the manufacturer made health claims. In fact, in 1977 the FDA commissioner rejected a petition filed by the anti-smoking activist group Action on Smoking and Health requesting that the FDA restrict the sale of cigarettes to pharmacies. ASH challenged the commissioner’s decision in the federal courts. In ASH v. Harris, the U.S. Court of Appeals upheld the commissioner’s decision, but made it clear that the FDA was free to take a more expansive view of its authority should the agency choose to do so: “Nothing in this opinion should suggest that the Administration is irrevocably bound to any long-standing interpretation and representations thereof to the legislative branch. An administrative agency is Clearly free to revise its interpretations. 24

Dr. David Kessler’s appointment as FDA commissioner in 1990 heralded the arrival of a new, more aggressive agency–one that was fully prepared to exploit such judicial deference. Kessler’s FDA crafted a creative interpretation of the Food Drug and Cosmetic Act– one which would allow the agency to significantly restrict tobacco products without endorsing outright prohibition. Rather than regulate tobacco itself as a drug–because cigarettes could not possibly be approved as safe and effective–the FDA bases its claim for jurisdiction over cigarettes on the 1976 Medical Device Amendments to the Food Drug and Cosmetic Act. The agency intends to regulate cigarettes using the restricted device provisions of that act. Specifically, the agency argues that cigarettes are nicotine delivery devices, and thus subject to regulation as a combination drug/device product. “Chew” and “snuff,” tobacco leaves that are used orally, are also considered “devices” for the purposes of the regulations. The agency claims that its authority over restricted medical devices allows it to regulate cigarettes and other tobacco products without taking them off the market completely. This approach, according to the FDA, “affords the most … flexible mechanism for regulating the sale, distribution, and use of these products.”

The FDA’s proposed regulations were initially submitted to President Clinton, who approved them. The Washington Post’s front- page article on this development- led with this curious sentence: “President Clinton has given the Food and Drug Administration for the first time the authority to regulate cigarettes.” Though clearly inaccurate with regard to constitutional law–authority to enforce a statute through regulation derives from Congress, not the president– the Post writers’ phrasing accurately described the current legal environment of unrestrained executive authority. The same article reported that President Clinton promised to halt implementation of the FDA rulemaking if Congress would pass the proposed regulations into law.

Such regulatory blackmail demonstrates how far we’ve departed from our constitutional framework, in which Congress legislates and the executive branch enforces the law. Instead, pace Clinton’s suggestion, the executive branch can use its illegitimate and unconstitutional ability to make law as a bargaining chip to force Congress to legislate. Indeed since 32 senators voiced their opposition to the proposals in a December 28, 1995 letter to the FDA, it is safe to conclude that, absent executive blackmail, such restrictions could not be passed through normal constitutional channels.

The FDA’s ability to make the law stems from a combination of statutory vagueness and judicial deference. This dangerous combination has resulted in metastasizing authority for the agency, as its oversight of medical devices illustrates. The FDA’s definitional agility with regard to cigarettes is hardly its most expansive attempt to assert -jurisdiction using its medical device authority. In the last several years the agency has invoked that authority to claim oversight of such common consumer items as weight lifting equipment, mouthwash, sunglasses, shoe deodorizers, electric toothbrushes, and television remote controls.

Three months after releasing its draft proposal on cigarettes, the FDA demonstrated just how broadly it views its ill-defined powers to regulate medical- devices. On December 11, 1995 the agency employed that authority to head off a threat to-of all things–airline safety. Pilots for carriers serving Las Vegas had complained that the outdoor laser light shows put on by area casinos were occasionally blinding them and putting their passengers in jeopardy. The FDA, invoking its authority to regulate lasers as medical devices, imposed a moratorium on all laser light shows anywhere within 20 miles of the three airports serving Las Vegas. A spokesman for the FDA said that the agency would not hesitate “to extend its coverage to other locales or nationwide” if it becomes necessary.

Clearly, laser light shows are not intended to, and cannot be, used to diagnose, cure, treat, or mitigate disease, nor do they affect the structure or function of the human body. But FDA regulators do not view themselves as executive agents with defined and limited public authority. Instead, they see themselves as public guardians with an indeterminate and open-ended mandate to do good. Wetlands Regulation

With the Federal Water Pollution Control Act amendments of 1972, Congress delegated to the Army Corps of Engineers the authority to require permits for the dumping of dredged or fill materials into the “navigable waters” of the United States. By 1977 the Corps had defined its own mandate broadly enough to allow it to regulate wetlands, including “swamps, marshes, bogs and similar areas”– private property That was not “navigable” in the traditional sense of the word.

In U.S. v. Riverside Bayview Homes (1985) the Supreme Court upheld the Army Corps of Engineers, broad interpretation of its own authority. Citing Chevron, the Court, led by Justice Byron White, held that “an agency’s construction of a statute is entitled to deference if it is reasonable and not in conflict with the expressed intent of Congress.” To bolster the claim that the Corps’ definition of “navigable waters” was a reasonable interpretation of Congress’s intent, Justice White invoked the legislative history of the 1977 amendments to the Clean Water Act. Congressional critics of the Corps, power grab had attempted to insert a more restrictive definition of “waters” into the 1977 amendments. That definition, which would have limited the Corps to regulating waters that were actually navigable, passed the House but stalled in the Senate. Justice White argued that “A refusal by Congress to overrule an agency’s construction of legislation is at least some evidence of the reasonableness of that construction.” But this is to turn the Constitution on its head: the Framers erected significant barriers to the passage of legislation in an attempt to ensure that each new rule binding on private conduct would be duly considered. Under the Constitution, a law must meet with the approval, or at least the acquiescence, of the representatives of three different constituencies: the House, the Senate, and the President. But when Congress is allowed to delegate its legislative authority, the executive branch agency makes the law, and all the constitutional hurdles that are supposed to stand in the way of frivolous lawmaking then obstruct those seeking to repeal frivolous executive-branch lawmaking.

Emboldened by the Court’s approval, the Army Corps of Engineers issued an even more expansive definition of navigable waters. By 1987 “navigable waters” had come to mean land that contained certain kinds of vegetation, soil hydrology, or was saturated with water for at least seven days a year.

In 1989 Ocie and Carey Mills, a father and son from Florida, ran afoul of the Corps’ metastasizing authority over land use. The Millses were found guilty of “discharging pollutants into the navigable waters of the United States,” The “waters” in question consisted of a wooded waterfront lot t-hat had no standing water on it. The Millses were sentenced to 21 months in jail each, and one year of parole. Though sympathetic to the Millses, plight, Judge Vinson of the U.S. District Court (N.D. Florida) found himself bound by precedent to uphold their conviction. He wrote: “A delegation doctrine which essentially allows Congress to abdicate its power to define the elements of a criminal offense, in favor of an unelected administrative agency such as the Corps of Engineers, does violence to this time-honored principle … Deferent and minimal judicial review of Congress’ transfer of its criminal lawmaking function to other bodies, in other branches, calls into question the vitality of the tripartite established by our Constitution. It also calls into question the nexus that must exist between the law so applied and simple logic and common sense. Yet that seems to be the state of the law.”

The Abortion Gag Rule

Supporters of abortion rights had reason to lament sweeping delegation of lawmaking authority in 1988, when Secretary of Health and Human Services Louis Sullivan decided to change the rules governing federally funded family planning organizations. Title X of the Public Health Service Act, enacted in 1970, authorized the Secretary of H.H.S. to make grants to and enter into contracts with public or nonprofit private clinics offering “a broad range of acceptable and effective family planning methods and services.” Though the legislation prohibited the use of Title X funds to pay for abortions, it was silent as to whether advice about abortion could be given at federally funded clinics. But almost 20 years after the passage of the initial legislation, H.H.S. Secretary Sullivan issued regulations that summarily forbade clinics receiving Title X funding to provide information about abortion.

In doing so, Secretary Sullivan implemented by fiat a policy that two years earlier had failed to garner a majority of votes in Congress. In 1986 Sen. Orrin Hatch (R-UT) and then-Rep. Jack F. Kemp (R-NY) introduced legislation that would have prohibited Title X clinics from discussing abortion; that legislation was rejected by Congress. Sullivan’s 1988 regulations accomplished what Hatch and Kemp could not.

Pro-choice advocates were outraged by Sullivan’s implementation of the gag rule. They argued that it had never been Congress’s intention to prevent clinics from advising their clients, often indigent women, about all safe, legal, and available medical options.

Sullivan’s action was challenged in federal court and eventually upheld by the Supreme Court in Rust v. Sullivan (1991). In his dissenting opinion, Justice Blackmun argued that the H.H.S. rules violated constitutional rights; he condemned the rules as “content- based regulation of speech” and an assault on abortion rights. Rehnquist’s majority opinion makes a convincing case that the regulations did not impinge on constitutional freedoms, since ” A legislature’s decision not to subsidize the exercise of a fundamental right does riot infringe the right.”‘ However, it was not a legislature that made this far-reaching decision, but an executive branch appointee, insulated from democratic control.

Nonetheless, the Court once again held that executive appointees have broad interpretive authority. Citing Chevron once again, the Court, led by Chief Justice Rehnquist, reasoned that it was not necessary to “dwell on the plain language of the Title XI statute because we agree with every court to have addressed the issue that the language is ambiguous … When we find that the legislative history is ambiguous and unenlightening on the matters with respect to which the regulations deal, we customarily defer to the expertise of the agency.” But, as was the case with wetlands regulation, the Court’s deference essentially placed lawmaking power in the hands of the executive agency and forced opponents of the rule to leap the procedural hurdles the Framers erected to protect liberty.

As the Framers intended, those hurdles proved difficult to surmount. Though popular opinion was against the gag rule–a 1991 Harris poll found that 78 percent of Americans thought Congress should overturn it–Congress was unable to pass vetoproof legislation repealing Sullivan’s regulations. President Bush twice vetoed legislation revoking the gag rule, and the rule survived until President Clinton overturned it by executive order on January 22, 1993. It thus took five years and two intervening presidential elections to revoke Louis Sullivan’s decree.

It could be argued that some of the examples above more clearly represent usurpations of statutory authority, rather than over broad delegations. For example, when Congress tasked the FDA with reviewing and approving new medical technology, it could not possibly have intended that the agency involve itself in airline safety. Nonetheless, rule by bureaucratic fiat is the inevitable product of a political culture conditioned by wholesale delegation of legislative authority. That political culture, and its effects on the behavior of executive branch regulators, was noted by James Landis, one of the leading legal theorists of the New Deal and one-time chairman of the Securities and Exchange Commission. During his tenure at the SEC, Landis observed that: “One of the ablest administrators … never read at least more than casually, the statutes he translated into reality. He assumed that they gave him power to deal with the broad problems of an industry, and upon that understanding he sought his own solutions.”

Having vested unelected officials with the power to make the law, legislators should not be surprised if their delegates interpret that power broadly. Indeed, given the current legal environment of promiscuous delegation on the part of the legislative branch, coupled with blithe deference on the part of the judiciary, it is little wonder that regulators conceive of themselves as having virtually unchecked power to do good.

The Dubious Benefits of Delegation

Clearly, wholesale delegation of lawmaking power comes with significant costs. Does it bring corresponding benefits? Defenders of the current regulatory regime argue that modern government cannot operate without delegation of legislative authority. Indeed, the Supreme Court said as much in a 1989 case involving a statute authorizing a commission to make rules governing criminal sentencing: “Our jurisprudence has been driven by a practical understanding that in our increasingly complex society, replete with ever changing and more technical problems, Congress simply cannot do its job absent an ability to delegate power under broad general directives.” This argument reveals misplaced priorities–it puts the alleged needs of the modern administrative state ahead of the question of constitutional legitimacy. Congress’s “job” after all, is to safeguard the framework of ordered liberty envisioned by the Constitution. Even so, the claims that are often made for the efficacy of delegation are vastly overblown.

Rule by Experts?

According to defenders of delegation, agency officials are experts who make technical decisions, and legislators are generalists who make broad policy decisions. But, as discussed above, Congress usually cannot delegate the technical issues in lawmaking without also delegating the broad issues of policy. Thus, lawmaking inevitably reflects moral judgments about how to balance and attain competing goals. According to political scientist Robert Dahl:

No intellectually defensible claim can be made that policy elites … possess superior moral knowledge or more specifically superior knowledge of what constitutes the public good. Indeed, we have some reason for thinking that specialization, which is the very ground for the influence of policy elites, may itself impair their capacity for moral judgment. Likewise precisely because the knowledge of the policy elites is specialized, their expert knowledge ordinarily provides too narrow a base for the instrumental judgments that an intelligent policy would require.

Perhaps for this reason, as well as because of the politics of the appointment process, most agency heads are not scientists, engineers, economists, or other kinds of technical experts. From the EPA’s inception in 1970, seven of its eight administrators and seven of its nine assistant administrators for air pollution have been lawyers. Moreover, as one observer has noted, “the New Deal concept of the ‘expert agency, breaks down in the modern context of health and environmental regulation. An agency addressing complex scientific, economic, and technological issues must draw upon so many different kinds of expertise that no individual employee can know very much about all of the issues involved in a typical rulemaking.”

Meanwhile, generalist legislators often vote on laws–such as those setting the emission limits for new cars–the merits of which depend upon the resolution of hotly contested technical disputes. Although both agency heads and legislators often lack the expertise to evaluate technical arguments by themselves, they can get help from agency staff, government institutes (for example, the Centers for Disease Control), and private sources (for example, medical associations, private think tanks, and university scientists). In addition, legislators request advice from their own staffs, committee staffs, and various congressional offices. By paying attention to the source, amount, and tenor of competing advice, both agency heads and legislators can make judgments involving technical issues without fully understanding them.

Another problem with the theory of agency expertise is the assumption that agencies are sufficiently insulated from politics to make their decisions scientifically, rather than politically. But, agencies are, of course, not really insulated from politics at all, but rather are subject to all kinds of subtle and not so subtle pressures from members of Congress and the White House staff. Agencies are vulnerable to such pressure because they and their staffs have interests of their own, such as getting wider powers, a larger budget, and access to higher appointed positions. Perhaps agency lawmaking is somewhat more removed from legislative politics than is congressional lawmaking, but, in acting behind closed doors to pressure agencies, members of Congress are largely free from electoral accountability.

Is Congress Too Busy?

CEOs of large private organizations usually delegate details to underlings in order to leave enough time to decide the broad issues of policy. New Dealers argued for delegation on similar grounds; “time spent on details by Congress must be at the sacrifice of time spent on matters of the broad public policy.’, Yet Congress does not act like an institution too short of time to get involved in details, especially as it has turned from broad to narrow delegation. For example, the Clean Air Act and many other statutes give agencies copious instructions on the handling of many complex questions. The 2,823-page-long Internal Revenue Code legislates in great detail, often creating rules so specialized that they apply to only one taxpayer. Congress legislates about details on an even more massive scale in the annual federal budget, which in 1991 grew to 1,527 printed pages on five and a half pounds of paper. That budget, like others, not only decides broad policy–such as the allocation of funds among major program categories–but also dictates tiny particulars of program administration. For example, Congress decided that $2.5 million of the $55.3 billion gross Department of Agriculture budget should go for the planning, design, and construction of a Poultry Disease Laboratory, and that it should be located in Athens, Georgia.

But in delegating to agencies, Congress often leaves open broad policy issues. Delegating major policy choices to a coordinate branch of government is altogether different than delegating details to underlings. Congress cannot do all of the agencies’ work, but it can make the laws–that is, the rules binding on private conduct, which, after all, is the job the Constitution assigns to Congress. Under the Constitution, Congress can appropriately leave to the executive and judicial branches other tasks, such as deciding how to enforce those rules (for example, interpreting the laws and exercising prosecutorial discretion), organizing and running agency operations (for example, assigning tasks to the staff, hiring employees, buying equipment), managing public enterprises (for example, the post office or other government operations or property), and making recommendations to Congress (for example, proposing changes in laws).

Legislated laws can be quite general. For example, one section of the 1990 Clean Air Act Amendments mandates that the EPA base emissions limitations for many categories of sources on the levels achieved by the cleanest 12 percent of the plants in each category. Through this general formula, Congress established a rule of conduct applicable to many pollutants from many kinds of sources by stating the criterion separating permissible and impermissible conduct.

Enacting laws forces legislators to take political responsibility for imposing regulatory costs and benefits. In contrast, delegation allows Congress to stay silent about what the agency will prohibit, thus severing the link between the legislator’s vote and the law, upon which democratic accountability depends.

Congress could achieve the public purposes that it now pursues through delegation in far less time than agencies take to make laws and in less time than delegation takes Congress in the long run. Acting by itself, Congress would not have to go through the same laborious processes that it requires of agencies. Congress currently accompanies delegation with detailed instructions on substance and procedure that constrain agency discretion. Writing such instructions would be unnecessary if Congress made the rules.

Congress could, however, ask for an agency’s help in drafting law. For instance, it could require the agency to propose statutory language, prepare supporting analyses, and hold hearings on proposals. The agency’s analysis undoubtedly would make use of the kind of information that now is considered in administrative rulemaking. The New Deals leading theoretician of the administrative process, James Landis, advocated exactly this approach. He wanted agencies to propose laws, but not promulgate them. Landis wrote that agencies would have a better chance of breaking the stalemates that often prevent them from protecting the public if they could act as “the technical agent s in the initiation of rules of’ conduct, yet at the same time … have the elected lawmakers share in the responsibility for their adoption.” As Landis recognized, since controversy often paralyses the administrative process, “it is an act of political wisdom to put back upon the shoulders of the Congress” responsibility for controversial choices.

Delegation saves Congress from political accountability, but it does not save time. Delegation is time-consuming because instructing agencies on how to make the law is a complex task, as the length of the various Clean Air Acts suggests. Moreover, the issues that one Congress ducks by delegating often reemerge to consume the time of succeeding Congresses. Although the 1970 Clean Air Act sailed through with hardly a dissenting vote, half of the sessions of Congress from 1970 to 1990 undertook major efforts to rewrite the act, in addition to the large amount of time spent overseeing implementation of the act and doing casework on EPA lawmaking.

Is Legislation Quick Enough? Some political leaders fear that the separation of powers mandated by the Constitution is unworkable because it leads to gridlock when the president and majorities in the House and the Senate do not all come from the same party. Those who use the negative term “gridlock,” however, ignore the fact that the political inertia it describes is an integral part of the American Constitutional design. The Framers believed that laws should not be made unless they have the broad support that usually is necessary to get them through the Article I process. As Madison put it in Federalist 62, the Constitution is designed to curb the “facility and excess of law-making.”

Some see delegation as a cure for divided government. Broad discretion allows agencies to make law without the permission of the House, Senate, or the president. However, because the president, the legislators, and their staffs influence the agency, the stalemate often continues after the delegation, but in a new context. Yet, because delegation has ostensibly given the agency the job of making the law the elected lawmakers can shift to the agency much of the blame for failing to resolve the dispute. Delegation thus short- circuits the nation’s only authoritative method of resolving disputes about what the law should be, and so puts protection of the public into an administrative limbo. The EPA’s delays in producing the rules required by the Clean Air Act are typical of what happens under many other statutes.

The purported ability of agencies to protect the public quickly is more apparent than real for other reasons. The Administrative Procedures Act theoretically allows agencies to make law in two months, and even less in an emergency. It is tempting to compare such potential speed with the years that can pass while bills languish in Congress. Yet Congress can react quickly when it senses public support for quick action, while agencies ordinarily need years to make law.

The Real Reason Congress Delegates

As the discussion above indicates, the typical rationales offered to support delegation are flimsy. Congress does not need to delegate in order to seek expert help; nor does Congress need delegation to ease its workload; still less does delegation help Congress avoid delays in addressing issues of broad public concern. Why then does Congress delegate?

One of the main reasons Congress delegates is to manipulate voter perceptions. Delegation allows legislators to represent themselves to some constituents as supporting an action and to others as opposing it. Legislators, I-or example, can write different letters about the same issue to different groups of constituents, with each letter crafted to make the legislator appear to sympathize with that group, position. Such letters are, of course, far more private than publicly recorded yea or nea votes. As former EPA administrator Lee Thomas described delegation under the Clean Air Act, “Everybody” is accountable and nobody is accountable under the way Congress is setting it up, but the legislators have got a designated whipping boy.”

Congress’s penchant for covering up its tracks via delegation is nowhere more starkly illustrated than in the congressional pay-raise controversy of 1988-89. In 1988 Congress used delegation to try to give its members a 50-percent pay raise without losing votes in the following election. It passed a statute that delegated to the Commission on Executive, Legislative, and Judicial Salaries the power to set pay for themselves and other top officials whose pay they linked to their own. Under the statute, if the commission were to grant a pay increase, another statute passed before–but not after– the increase went into effect could cancer it. When the commission recommended the 50-percent increase, some legislators introduced bills to cancel it. But this was part of a plan in which the congressional leadership would prevent a vote on the bills until it was too late to stop the increase. Legislators could then tell their constituents that they would have voted against the increase if given the chance- thus getting both the pay raise and the credit for opposing it.

However, the size of the increase, in an atmosphere of antipathy to Congress, provoked such a storm of protest and publicity that the public came to see through the charade. Embarrassed, the House leadership conducted a secret ballot among members to determine whether to hold a roll-call vote on the pay increase. Fifty-seven percent of the members who responded opposed a roll call vote, although 95 percent of the House members surveyed by Public Citizen claimed they had supported it. After public opposition to the pay raise approached 90 percent, Congress passed a bill to cancel it.

The pay raise controversy illustrates Congress’s willingness to use delegation to manipulate voters’ perception of its activities. In that particular case, manipulation failed–indeed backfired–because the public, aided by perceptive journalists, saw through the ruse. But manipulation through delegation is usually successful, because routine government action is neither so readily understood nor so pregnant with symbolic value as the pay raise was, and so eludes the sustained attention of the press and the public.

Not only does delegation let legislators avoid publicly recorded votes on hard choices, it also allows them to actively please conflicting interests by doing casework on their behalf. Casework, unlike roll-call voting, is not a matter of public record. Delegation thus allows members of Congress to function as ministers rather than legislators; they express popular aspirations and tend to their flocks rather than make hard choices.

Congress’s huge reelection rates are in part testimony to the fact that the delegation ruse generally works. During the 1980s only 88 of 2,175 congressional seats were turned over because of an incumbent’s defeat. With delegation members can usually escape being ejected from office except upon grounds that would oust a minister from the pulpit–scandal. In those exceptional cases in which incumbent legislators do lose elections, their defeat is far more likely to be caused by some escapade or by voting for a real law, such as a tax increase, than by how they shaped the law through delegation.

Getting There from Here

Despite the palpable political benefits of delegation–which allows congressmen simultaneously to support the benefits and oppose the costs of regulation–by the mid-1970s Congress began growing increasingly uneasy about the amount of power it had ceded to the executive branch. Popular complaints against arbitrary, capricious, and indecipherable regulatory laws began to have political effect, and Congress began to make noises about “reigning in the regulators.” That noise has grown louder by the Congress, until today it is one of the clearest themes of the celebrated congressional “Contract With America”.

The Legislative Veto

Rather than refrain from delegating legislative authority, Congress originally attempted to retain some control over executive branch agencies through the use of legislative veto provisions. The legislative veto usually takes the form of a clause in a statute that stated that executive branch action pursuant to the power delegated in the statute would take effect only if Congress did not veto it by resolution within a given period of time. Use of such clauses increased significantly with increased regulation during the ’70s.

This legislative tool was declared unconstitutional by the Supreme Court in the 1983 case INS v. Chadha. Congress had authorized the Attorney General to use his discretion in suspending deportation proceedings for- selected “hardship cases” among illegal aliens. That discretion, however, was subject to disapproval via resolution by either house of Congress. Jagdish Rai Chadha was one of 340 illegal aliens whose deportation was suspended by the Attorney General in 1974. In 1975 the House of Representatives passed a resolution reinstituting deportation proceedings for Chadha and five others on the Attorney General’s list. A majority of the Court, led by Chief Justice Burger, held that this one-House veto provision violated the separation of powers embodied in the Constitution. According to Burger’s majority opinion, the legislative veto contained in the Immigration and Nationality Act allowed one House to make law without the participation of the other House and the president. According to the Court, the veto provision violated the Constitution’s Presentment Clause, article I, section 7, clause 3, which requires that “every Order, Resolution, or Vote to which the Concurrence of the Senate and House of Representatives may be necessary… shall be presented to thin President” for his signature or veto.

The Court’s reasoning was somewhat perplexing; as Martin Shapiro of U.C. Berkeley School of Law has pointed out, if the veto provisions are legislative in nature, and thus violate the Presentment clause, what of the regulations that are vetoed? Writes Shapiro, “If the congressional veto was unconstitutional because it failed to allow for a presidential veto, then the delegation of its rulemaking powers by Congress to the agencies was even more unconstitutional.” Nonetheless, the Court’s decision invalidated scores of legislative veto provisions contained in other statutes.

The Breyer Proposal

In a lecture given at the Georgetown University Law Center later that year, Judge Stephen Breyer, now associate justice on the Supreme Court, presented a plan for a “veto substitute” that would allow Congress to retain control of the law while following the requirements of Chadha. Breyer’s proposal would replace the legislative vetoes with statutory language stating that “the agency’s exercise of the authority to which the veto is attached is ineffective unless Congress enacts a confirmatory law within, say, sixty days.” Thus, under Breyer’s scheme, the executive branch would largely be stripped of lawmaking power; agencies would recommend particular courses of action, but they would not have the effect of law until they passed through the normal constitutional channels.

But how could Congress possibly handle the volume of rulemaking that modern administrative government is said to require? In his Georgetown lecture, Breyer suggested changing the House and Senate rules to allow a special “fast track” for proposed regulations subject to the confirmatory law requirement. Thus, under the new Senate rules Breyer envisioned, when an executive branch agency proposed rules subject to such a requirement, a bill containing the text of that regulation would be introduced automatically under the name of the Majority Leader. That bill would not be referred to committee, nor would it be amendable, debatable, nor subject to filibuster; instead, the Senate would vote yea or nea on the bill within 60 days of its introduction. The House would adopt similar rule changes.

Breyer’s proposal would allow Congress to follow the formal requirements of Chadha while preserving the substance of the legislative veto. Under Breyer’s plan, if one House disapproves of a regulation subject to congressional oversight, it can essentially “veto” it. But the confirmatory law requirement Breyer proposed would change the political dynamic considerably: “The veto substitute imposes on Congress a degree of visible responsibility for the actions it confirms, a burden that the veto system allowed it to avoid.”

The Nickles Amendment

Nineteen ninety four’s Republican takeover of Congress gave new impetus to regulatory reform, and- generated renewed interest in Breyer’s proposal. Sen. Don Nickles (R-Okla.) offered an amendment to the 1996 debt ceiling legislation that embodied a weak form of the Breyer proposal. Passed into law as P.L. 104121, it delays implementation of major regulatory rules, giving Congress 60 days to pass a joint resolution invalidating a proposed rule. That resolution would then have to be signed by the president. But as Rep. Nick Smith. (R-Mich.) has pointed out, the president is unlikely to sign a bill overriding a rule promulgated by his own administration. Thus, in many cases, the Nickles Amendment would require a two-thirds, supermajority vote by Congress to overturn a regulation. As such, it is little better than the status quo, since it requires the opponents of bad law to leap all the constitutional hurdles originally set in place to check overzealous lawmaking.

The Significant Regulation Oversight Act

Representative Smith has introduced a better bill, one that comes closer to the confirmatory law requirement envisioned by Breyer. H.R. 2990, the “Significant Regulation Oversight Act of 1996,” introduced on February 28, 1996, would require significant new rules to be affirmatively approved by both houses of Congress before going into effect. Which rules would be considered “significant” would be defined in the initial statutes providing for regulation. Thus, Congress would decide initially which types of rules could be passed by departments and agencies through the process outlined in the Administrative Procedures Act, and which would have to be legislatively enacted by Congress. For “significant” regulations, the agency would have to send its draft proposal to Congress.

Following Breyer’s recommendations, the Smith bill provides for rules changes in the House and Senate allowing for “fasttrack” consideration of regulations. The agency’s submission of a proposed regulation automatically creates a resolution to be introduced by the Majority Leader of each house. But, in contrast to Breyer’s scheme, that resolution then goes to the relevant committee. Within 45 days, the committee must decide whether to report the resolution or vote affirmatively not to report it. If it does neither within the allotted time, the resolution goes to the floor automatically for an up or down vote, no amendments permitted.

The Smith bill also includes a provision for revising or revoking regulations passed prior to the bill’s enactment. (Section 5) A petition to change or repeal such a regulation would be accepted when signed by 30 senators or 120 members of the House of Representatives. Such a petition would require the Majority Leader to introduce a joint resolution revising or repealing the regulation in question This provision would make it easier for regulatory reformers to force floor votes on controversial regulations. A minority of reformers in either house could force their colleagues to take publicly recorded stands on issues they might prefer to duck. Milton Friedman referred to the weight of existing regulatory legislation–hotly debated, but once passed, untouchable–as “the tyranny of the status quo.” Smith’s bill provides a legislative weapon that can be used to fight that tyranny. As Smith notes, “By placing regulatory power once more into the hands of officials that ordinary citizens could speak with, influence, and vote for, those citizens would retain more control over their lives.”

The Congressional Accountability Act

Freshman Rep. J.D. Hayworth (R-Ariz.), chairman of the House Constitutional Caucus, has introduced legislation that is more sweeping than either Rep. Smith’s bill or the Breyer proposal. Unlike Smith’s bill, H.R. 2727, the Congressional Responsibility Act of 1995, is not limited to “significant” regulations. Both the Smith bill and the Breyer proposal require Congress to affirmatively identify areas of authority that it wishes to subject to a confirmatory law requirement in contrast, the Hayworth bill leaves almost nothing to the agencies’ discretion: “This Act ends the practice whereby Congress delegates its responsibility for making regulations to unelected, unaccountable officials of the executive branch and requires that regulations proposed by agencies of the executive branch be affirmatively enacted by Congress before they become effective.” The only regulations that the Congressional Accountability Act would exempt from congressional review are regulations pertaining to agency organization, personnel, and the like.

Like the Smith bill, the Hayworth bill operates along the lines originally suggested by Breyer. Agencies must submit their proposed regulations to Congress, whereupon the Majority Leader of each house is to introduce a bill Enacting the regulation. Instead of the bill being referred to a committee. Under Hayworth’s framework, any member of the respective house can move to proceed to consideration of the proposed regulation. The bill is unamendable, and debate is limited to one hour. All such bills must be voted on within 60 calendar days of their introduction. However, if a majority of either house votes to suspend the “fast track” rules outlined above, the bill will be considered in the same manner as other bills.

Rep. Hayworth’s bill, if enacted, would represent an important first step towards ending the constitutional crisis caused by unrestrained delegation. one problem with the approach originally outlined by Breyer, and adopted by Rep. Smith, is that it allows Congress too much discretion over when to delegate. The Smith bill requires Congress to decide with each new statute, which decisions it would like to be held accountable for. Thus, the Smith approach requires Congress to strive continually not to delegate, despite the very real political benefits of doing so.

The Hayworth bill cuts the Gordian knot, defining regulation broadly at the outset, and holding Congress accountable for anything that can properly be construed as lawmaking.

The main defect of the Hayworth bill, however, is that it would not effect delegations of legislative authority that occurred before its enactment. The tyranny of the status quo would continue unabated even if the Congressional Responsibility Act were to pass. Some rules changes along the lines that Rep. Smith’s bill proposes–allowing petitions to expedite regulatory repeal–are therefore essential.

Regulation Without Delegation

Would the end of delegation spell the end of the regulatory state? Many of delegation’s defenders seem to think so. Theoretically, however, the entire code of federal regulations as it exists today could have been enacted under the rules changes proposed by Rep. Hayworth.

But of course it would not have been. The point here is not to show that under a revived nondelegation doctrine the current regulatory regime can survive unchanged. It is more likely that a return to nondelegation will mean a return to prescriptive laws, a new respect for federalism, and a renewed appreciation of the Framers’ view that the chief danger to republican government lies in legislative overzealousness, not legislative inaction. If Congress is to reclaim the law, it will be necessary for Congress to do less, do it properly, and be held accountable for the results.

Defenders of the administrative state view regulators, freedom from accountability as a virtue of the system. As FDA commissioner David Kessler puts it, “There’s a reason FDA commissioners aren’t elected.” Perhaps so, but it is not a reason that defenders of republican government are bound to respect. Indeed, the reason that Kessler hints at–regulators’ sweeping authority to act on what they perceive to be the public good, free from the meddling of the people’s representatives–is inimical to our free institutions as originally conceived by the Framers. In the original design, only judicial appointees were wholly insulated from public pressure. But, properly understood, the judiciary’s constitutional role makes it “the least dangerous branch.” Its power is essentially negative–it strikes down laws that violate the Constitution. The type of power Commissioner Kessler champions, and exercises, is of a different nature entirely. It is power over people, the power to make laws binding on private conduct. That power should not–must not–be exercised without responsibility.

Conclusion

Forty years ago 75 percent of Americans professed faith in the federal government to do the right- thing most of the time. Now three quarters tell pollsters that– they lack such faith. So strong is the public’s distrust of government that a third of respondents in a recent Gallup poll agreed that the federal government represents “an immediate threat to the rights and freedoms of ordinary citizens.” There has been much handwringing of late over this sea change in public opinion. Following E.J. Dionne, pundits and polls repeatedly ask why Americans hate politics. They lament the current political culture in which Americans lack faith in their government; feel that they have no influence in the political process; and curse the politicians who offer them nothing but stale platitudes and non-issues in every campaign.

Few analysts, however, have examined delegation’s contribution to this state of affairs. What plagues American political culture right now isn’t really politics, if by politics we mean open, daylight debate over the affairs of state. What plagues us is runaway administrative (government. The most important, far-reaching decisions in American government are no longer made by elected officials: they’re made by executive branch appointees. Americans are right to believe that they have no control over the engines of government. And they’re right to curse politicians who run on issues on which they can have very little impact: abortion, family values, support for “diversity,” and the like. over the past 60 years our elected representatives have abdicated their constitutional responsibility to make the law. A Fourth branch of government has effectively been created out of whole cloth. Our political culture will remain poisoned until we neutralize this branch and force Congress to accept direct accountability for its actions.

CONSIDERATIONS ON THE CONSTITUTIONALITY OF THE PRESIDENT’S PROCLAMATIONS

Posted in Uncategorized on October 8, 2009 by bigsmiff

CONSIDERATIONS
ON THE
CONSTITUTIONALITY
OF THE
PRESIDENT’S PROCLAMATIONS

BY JOHN HENDERSON

NEW ORLEANS:
Printed at the office of the “DAILY DELTA.”
112 Poydras street

1854.

CONSIDERATIONS
ON THE CONSTITUTIONALITY
OF THE
PRESIDENT’S PROCLAMATIONS.

BY JOHN HENDERSON

The history of nations teaches one universal truth, — namely, that administrative power in Government has an eternal tendency to augmentation.

The captivating bauble is ever being fondled and nursed into extension, and under pleas of necessity, the public good, or the bolder warrant of undisguised usurpation, its dimensions are enlarged, till, like the frog in the fable, its end is explosion. Deplore it as we may, the rule has no exception. Vigilance and integrity may do much to postpone the catastrophe, but the cankerous evil is never cured.

One of the most popular cheats by which power augments its pretensions, is by the plausible disguises of precedent. One bad precedent readily begets others, and all serve as standards for imitation. Whether originating in wily craft, blind zeal, or honest ignorance, they are equally potent for mischief, and the party who opposed them when initiated, too readily follow them as examples.

I do much regret that President Pierce has made his present demonstration in this line of bad precedents. For, though he has avoided the libellous vulgarities indulged in by the late Administration on a like occasion, and has perpetrated no such discreditable blunder as to affect to commission the military with the functions of the tip staff by virtue of a proclamation; and though his language is decently discreet, and his object, as expressed, seems to have been considerately studied — still it is submitted his views, policy and opinions, so published, are not timely and well advised, and the power asserted more than questionable.

I propose a brief inquiry into the authority for such a proclamation, and of its objects, and the policy and opinions therein expressed.

General Pierce says that it is “in virtue of the authority vested by the constitution in the President of the United States” that he issues this proclamation. Now, we have many laws of Congress which give the power or make it the duty of the President to issue proclamations in the particular cases which these laws have specified. Such is his duty by law in cases of domestic insurrections. But our neutrality laws have enjoined no such duty and given no such power. And to all who have read the constitution of the United States it is sufficient to say, it contains no express authority to the President to issue proclamations of this or any other description; and I maintain the authority is not fairly implied. What is a proclamation — an official proclamation? Is it not to declare some matter of state, not previously denoted, to the public? And must it not carry with it some inherent authority, or declare the establishment of some rule or authority not previously established? If less than this, it is a mere brutum fulmen, or simple notice, not of what the President will do, or will have done, as matter of official discretion, but that he expects that himself and his subordinates will do their duty as the laws enjoin. If this be all, it is not worth the ammunition so pompously expended; and if less or more than this, it is without authority. Now, where laws direct the President to make proclamation, it is for some purpose denoted by the law, or where the binding force of laws as made dependent upon the issuance of an official proclamation, or suspended laws are reanimated by proclamation, we perceive a practical use to such formal monition. But no such object or consequence is connected with the law of 1818.

“These proclamations,” says Justice Blackstone, have then a binding force — when (as Sir Edward Coke observes) they are grounded upon and enforce the laws of the realm; for though the making of the laws is entirely the work of a distinct part, the legislative branch of the Sovereign Power, yet the manner, time and circumstances of putting those laws in execution, must frequently be left to the discretion of the Executive magistrate, and therefore his constitutions or edicts concerning these points, which we call proclamations, are binding upon the subject,” &c.

Now, who will pretend President Pierce’s proclamation is an “edict” of this description? But further, says the same author:

“From the same original, of the King’s being the fountain of justice, we also deduce the prerogative of issuing proclamations, which is vested in the King alone.”

Now, the Supreme Court of the United States has decided that the Government of the United States has no prerogative. How, then, has our President, independent of legislative grant, become invested with this Kingly prerogative?

When the first of these royal manifestoes was issued independent of law, by President Washington, in 1793, it was widely and violently denounced as a usurpation, by the whole democratic party. It devolved upon that great man — the great Ajax of executive power — Alexander Hamilton, to eviscerate from the Constitution a vindication of this act. The principal points of his argument were to this effect: A proclamation was “a usual and proper measure” on like occasions; and, to issue a proclamation was an executive act. And, as the Constitution of the United States vested the “Executive power” in the President of the United States, ergo, it was by constitutional authority the President issued this proclamation of neutrality.

Mr. Madison, a much abler expositor of the Constitution, in assailing this flimsy sophism, showed most conclusively that if the powers of the President were to be ascertained, by showing what were executive powers in the abstract, as known or defined in governments elsewhere, there was no difficulty in establishing for the President most of the powers of the English Sovereign. The democratic intelligence of that day was fully satisfied that President Washington’s proclamation was without constitutional warrant. Yet it must be acknowledged that democrats have not since hesitated to follow his example. Under these circumstances, it may be admitted the President’s transgression in this case is comparatively venial. Yet, who shall say it were not better it had the clear sanction of the Constitution?

It is presumed as probable, however, that President Pierce refers for his authority to that fascile and abounding source of Executive power, that the President “shall take care that the laws be faithfully executed.” All remember how Amos Kendall pressed the omnipotence of this source of Executive power. The curt reply, and pointed exposition, of this text by the Supreme Court of the United States, may be seen in 12th vol. of Peter’s Reports, pp. 612-613.

Time is not allowed me for the ample exposition of this clause of the constitution, of which it is susceptible. But a brief analysis will show it gives no warrant for this proclamation.

Now, in the first place, this proclamation is essentially preventive, and aims, by its counsel and monition, to dissuade the citizen from committing a breach of the law, which is supposed to be meditated. Such counsel may be very good in its way, whether coming from the President or from the private friendship of private citizens; and such advice may be as properly given by one as the other. But the best wishes of the President to prevent a breach of the laws, cannot, by any logic, connect itself with his duty to take care that the laws be faithfully executed. Laws not broken cannot be executed by observance merely. All know that, in a legal sense, the execution of the law follows judgment. More liberally construed, it is the enforcement of the penalty of the law, after its infraction. And in this sense, all the duty of the President on this point is included. As supervisor of all ministerial officers, subject to his control, if they fail in duty and violate the law, they incur the penalty of removal from office, and such other penalties as the law has prescribed to be adjudged by the courts of justice.

But the President has no supervising power over the judiciary. He has no duty or responsibility for the manner in which the judges perform their duties. But when they have pronounced judgment it is then the duty of the President to take care that the laws be faithfully executed, as the court has adjudged. And for this responsible duty he is armed with all the military power of the government. If, therefore, we have examined the question rightly, the authority for this proclamation is not found in the constitution, — and, being without law, is unwarranted.

Next, as to the matter of this proclamation, and what it threatens to perform.

The President recites that information “has been received that sundry persons, citizens of the United States, and others residing therein, are engaged in organizing and fitting out a military expedition for the invasion of the Island of Cuba.”

Where this expedition is being organized and fitted out, and from whence it is intended to move for the invasion of Cuba, is not indicated. And without these two important facts are fixed, and without its being charged and imputed that the expedition is being organized and fitted out, within the United States, and to be carried on therefrom, the President has made no case, which, if consummated, would violate either our treaty with Spain, or the neutrality act of 1818. That a citizen of the United States may, within the United States, use his means and money to promote an expedition to be organized out of the United States, and to be carried on from without the United States against Cuba, and not involve this Government in any breach of its treaty with Spain, or involve the neutrality of the Government in violation of the act of 1818, are propositions too plain, and too well established by the decision of our courts, and our diplomatic correspondence, to be plausibly questioned; and such was the obvious understanding of Congress when they passed the temporary act of 10th March, 1838, to meet the exigency of carrying on a military expedition in Canada, as sections two and five of that act clearly show.

But the President, perhaps, would be understood that the supposed expedition was so fitting out, and so intended to be carried on, as to violate both the treaty and law, as he charges it would. I answer then to the fact, that so far as I have any information on the subject referred to, no intention of infracting either the law or treaty is meditated by any one; and that no act violative of either, nor act involving the neutrality of the Government of the United States, will be perpetrated.

But why should there be in any quarter a disposition to pervert or misrepresent the truth as to the sentiments, feelings and opinions of what we suppose to be those of the great mass of the people of Cuba, and of many citizens of the United States who concur with them in these sentiments and opinions?

The Cuban believes the tyranny under which he suffers is lawless, insatiate, and cruel in the last degree, and that he is deprived of all participation in self-government. Who doubts the fact? The fact admitted, the power then which controls him is a sheer wicked despotism. May the Cuban rightfully conspire and struggle to overthrow this despotism, and may he rightfully invoke assistance to this end? To deny this is to repudiate the integrity of our own independence, for we so struggled, and sought, and obtained private, secret aid from the French people. And it will not do for hypocrisy, cant, and falsehood to assail the purity of motive and action as to assistance so sought and so to be given.

The mock morality taught from high places in censure of such conduct, the agreement among the minions or apologists of arbitrary power to call such aid piracy, robbery, and plunder, will not change the facts. This quarrel, all know, is essentially the cause of the Cuban against an unmitigated tyranny; and no American citizen was ever justly chargeable with the folly or the wrong of claiming a right of invasion or of conquest of the island of Cuba. The right of revolution is the Cuban’s; the right of an American citizen is to aid them if he pleases, so he does not violate the laws of his country in doing so. The American citizen is not the property of his government. It is his right to peril himself in any war or popular strife abroad he sees it to hazard. And he well knows, if the enterprise is one unprotected by the flag of his country, the peril is his own. Shall we, who encourage the people of every nation to a renunciation of their natal allegiance, question this right?

Be it known, therefore, that we — at whom, it is supposed, the denunciations of this proclamation are aimed — profess to believe ourselves as pious, moral and patriotic as any of our fellow-citizens who would lecture or censure us. And the more so, that we have never received any such lectures or censures that have not been conceived in misapprehension or misrepresentation, or otherwise marked by a depravity and corruption of principles of which we conceive ourselves incapable. If the cause of Cuba be right, we feel how pointless and exaggerated the efforts to brand us with either moral or political wrong, in giving it our countenance and support.

“If,” says Mr. Madison, “there be a principle that ought not to be questioned within the United States, it is, that every nation has a right to abolish an old government and establish a new one. This principle is not only recorded in every public archive, written in every American heart, and sealed with the blood of a host of American martyrs; but is the only lawful tenure by which the United States hold their existence as a nation.”

These were the sentiments of young America. There is yet enough of the spirit of young America extant, to frown at the fogyism that would obliterate the precious record from our memories.

In regard to Cuba, then, grant the rule of international law, “that every government de facto is to be taken prima facie as the government of the people’s choice”; yet the prima facie evidence may be rebutted. And where is there mendacity bold enough to assert that the power which throttles Cuba like a night-mare is not a sheer despotism?

All law writers admit there may be a naked tyranny that has no right of protection, or respect from the laws of nations. Nor can the tyrant claim any legal protection even for his personal security. Mr. Madison says:

“It is not denied that there may be cases in which a respect to the general principles of liberty — the essential right of the people, or the overruling sentiments of humanity might require a government, whether new or old, to be treated as an illegitimate despotism.”

Now, I challenge any one to cite me to a single element in the power which crushes Cuba, that entitles that power to be respected as the legitimate government of the people of Cuba. The Cubans then have good cause to revolt. But this power, too, in the wantonness of violence, is now being exerted to an end, dangerous to the interests of our Southern citizens. And these, together, make augmented grounds of our sympathy, and excite many, it is presumed, to such lawful and legitimate action as may relieve the oppressed Cubans, and insure our own domestic security. Now, with these motives and purposes candidly avowed, are the facts intended to be controverted by this proclamation? or if admitted to be those aimed at, arraigned and censured by the proclamation, then it may become a graver inquiry, how far the President shall be successful in his efforts by proclamation, to traduce these motives and sentiments, — or traduce those citizens who avow them.

When it was fashionable at Washington, in 1825, to sympathize with the oppressed Greeks, there were no presidential threats of prosecuting John Q. Adams, Henry Clay, Daniel Webster, Mr. Forsythe, Gen. Lafayette and others, for giving Felix Huston, Esq., the most flattering letters to the great unnamed of Europe, commending his gallantry, and the cause he was to engage in, — being to aid the Greeks in revolt against their Turkish oppressors. And it was well known to all of these gentlemen, that he was openly to take men and material aid from the Port of New York in furtherance of his military enterprise. The act of 1818 was then in force, and our country was at peace with the Turks. And I shall not pretend, but the act so meditated, was in violation of that law. But I allude to the fact to show that even the conservative Intelligencer did not accuse these persons as instigating robbery or piracy — or of entertaining sentiments and wishes derogatory to them as gentlemen, patriots and good citizens. And, as giving special eclat to the preparations for that expedition, Mr. Adams, then just elected to office, gave to the same Greek filibuster a regular passport under the great seal of the State. If such, then, were the honors of such an enterprize, and such its advocates and promoters, can it be that the aspersions of the proclamation against those who are supposed to sympathize in an equally meritorious cause, can be well deserved?

Much might be said of the President’s imputations of lawlessly complicating the question of peace and war. Having said there was no intention entertained by any, so far as known or believed by me, of compromising the neutrality of the Government of the United States, the question of peace or war by the United States cannot be involved. It is well known there are already a considerable number of American citizens engaged in the Russian and Turkish service, and the wars waged by them. But is it supposed this makes our Government in any way party to those wars, or complicate our peaceful relations with those Powers?

The threats in the proclamation of a legal prosecution is in bad taste, if not impotent of any legitimate end.

Under the theory of our constitution, Government prosecutions, so specially distinguished, have no place. I mean by such, State prosecutions — those lawfully instituted and carried on by the king, his council and agents in England, and wrongfully imitated by Executive pretensions here, where no such legal authority is given.

Under our constitution, the judiciary is wholly separated and independent of executive power and action. Its duties are distinctly assigned, and its legal machinery for the performance of these duties are set apart with the distinct intention that its operations shall go on uninfluenced by executive control. The manner in which all infractions of the public law shall be redressed, how the accused shall be arrested, tried and condemned to punishment, is, by the constitution and laws, all provided for, and these duties exclusively assigned to the judicial department. That the courts will perform their duty with fidelity, in all cases, is a confidence which the theory of our constitution entertains without suspicion. In this respect, they are as much trusted as the President is.

If this be so, wherein has the constitution appointed that it may, nevertheless, specially become the President, in fancied matters of State, to work himself up to an energetic activity to have the courts to do something more or something better than they otherwise would do if left to the independent performance of their duty as entrusted to them by the constitution?

The theory of the English constitution expressly provides for such executive interference. The King is the fountain of justice. Theoretically, he sits in court as prosecutor, judge and advocate. But not presiding in court in fact, it is said the judges reflect the image of his majesty and justice. In the British constitution State trials are especially provided for. “The power of the Privy Council is to inquire into all offences against the government, and to commit the offenders to safe custody in order to take their trial in some of the courts of law.” What Privy Council has our President on whom these duties are devolved? Nor will it do to say the President represents the commonwealth in such prosecutions. It is the judiciary only which is entrusted with this service, and the officious intermeddling of the executive is without constitutional warrant.

I can well understand that the Attorney of the United States, to whom the outside direction and management of any prosecution is exclusively committed, may often require the attendance of witnesses from a distance, and aid from the Treasury to effect that object; but these exigencies may arise in any case, and should be conducted alike in all. I know, too, the President, guided by his personal anxieties (not to say prejudices), by use of his official influence, through subordinate agents, and his activity in court by the presence of these agents, and the thus marked manifestation of his zeal and wishes, may render a prosecution successful or oppressive, when it might not otherwise be so. But all such partial zeal and unequal interference, which may so effect the unequal administration of justice, is a perversion of justice, and grossly adverse to the genius of our Government and the equal rights of the citizen.

Our courts should not be so tampered with. If it is right the Judge should be impressed with the wishes of the Executive in a given case, — or right and proper he should be made to understand them, there should be some good reason for it. If to quicken his zeal in the prosecution, it is a corrupt influence. If to relax his zeal, it is alike corrupt. There is no legitimate way in which the threatened energies of the President are to have active scope in the prosecution meditated; that must not render the exercise of his powers gravely questionable, or that shall not reflect with some stain, or unnecessary shade of suspicion, upon the ermine of justice. How infinitely better, then, such rash threats, as to the manner in which justice shall be administered, should have been omitted in this proclamation. The penalties of the law carry with them their legitimate terrors to the intelligence and good sense of the American citizen. But in what way such threats have become a proper function of power, and what their tendency for good, is not readily perceived.

The independence, the uninfluenced independence of the judiciary, is the chief corner stone of the Temple of Liberty, and the surest guarantee of the equal rights and freedom of the citizen. Its wisdom is forcibly illustrated in the Federalist, and seconded and approved by Justice Story, in his commentaries.

Mr. Hamilton says: “That though individual oppression may now and then proceed from the courts of justice, the general liberty of the people can never be endangered from that quarter. I mean, so long as the judiciary remain truly distinct from both the legislative and executive; for I agree that there is no liberty, if the power of judging be not separated from the legislative and executive powers.”

Now, all these threats of the Executive to obtrude his zeal and his wishes, and even his presence, by subordinate agents, and his supernumerary attorneys, into the courts of justice, to effect a conviction, can have no proper, pure and good result. And, however modestly or truly disclaiming to seek an undue influence with the judge, yet such intrusions could not leave his infirm humanity as erect and self-poised as if his mind was not burdened with the Executive energies and anxieties so manifested and paraded before him.

Though having but slight participation in whatever of movement there is now being made for the redemption of Cuba, and the security of the South, I am willing to shoulder my share of the responsibility. Not wholly unknown to the American people, I have some pride of reputation, and claim to entertain as high a respect for law, for truth, and for such virtues as are comprised in the character of a good citizen, as those may affect to have who can use official station as a license to propagate detraction. And before the American people I thus defend myself against all disparaging charges and insinuations contained in the President’s proclamation, so far as I am concerned.

JOHN HENDERSON.
NEW ORLEANS, La., June 10, 1854.

DELEGATION AND DEMOCRACY:

Posted in Uncategorized on October 8, 2009 by bigsmiff

DELEGATION AND DEMOCRACY:
A REPLY TO MY CRITICS

David Schoenbrod*

INTRODUCTION

High officials tell us that we can be proud to live in a democracy because we have elected them. That tale does not altogether convince voters today. Large majorities tell pollsters that government has somehow eluded their control.[1]

Nor should the tale be convincing. The Constitution established an indirect democracy. Indirect democracy works only if the people’s elected representatives assume personal responsibility for the key decisions on the scope of government. To impose such responsibility, the Framers, elitists though they were, structured the Constitution to force members of Congress to take responsibility for decisions to increase the scope of government. Article I of the Constitution establishes as a prerequisite for the most important decisions to increase the scope of government — imposing laws, levying taxes, appropriating money, and committing armed forces to combat — that such actions be approved by majorities in both houses of Congress.[2] Their votes must be recorded and therefore be made available to their constituents if as few as twenty percent of the legislators request it.[3] So, government may not expand its powers in any controversial way unless voters know just whom to blame if blame there be.

There is, of course, one other elected federal official in our constitutional scheme — the President — who also has a role in growing the government.[4] The President’s role, however, was designed not to enhance democratic accountability, but rather to check rash or partisan decisions by Congress.[5]

Although the Constitution established congressional responsibility as the main engine of our indirect democracy, members of Congress have evaded responsibility by delegating legislative powers to the executive branch. The result, as I have argued, is that democracy suffers.[6]

My argument has prompted criticism by participants in this symposium. For example, Professor Jerry Mashaw, who had been scheduled to speak, but did not, contends that delegation does no harm to democracy;[7] Professor Dan Kahan contends that democracy is a meaningless concept;[8] and Professor Peter Schuck argues that delegation is a policy choice that Congress is entitled to make.[9] This Article responds to each of them after placing the question of delegation’s impact on democracy in historical context.

I. A BRIEF HISTORY OF ELITIST EXCUSES FOR DELEGATION

Jerry Mashaw and Dan Kahan are not the first to try to explain away the harm that delegation does to democracy. Rather, they are the rearguard in a parade of futility.[10] The effort to square delegation with democracy is pervasively futile because the drive for delegation, from the beginning of the twentieth century, stemmed from a desire to reduce government’s accountability to ordinary voters.

A. How the Modern Elite Undermined Accountability

The Constitution gave voters real control over government during most of the nineteenth century, according to historian Robert H. Wiebe.[11] The democracy was far from perfect; only white men could vote. Nonetheless, high officials did have to account to ordinary people who were thought fully entitled to a meaningful say in the role that government played in their lives.[12]

That democracy was undercut at the beginning of the twentieth century, according to Professor Wiebe, by the rise of what he calls “the national class.”[13] The national class are the leaders and budding leaders of the institutions with clout on the national scene: the nationally oriented corporations and unions, the nationally oriented quarters of the professions and media, the nationally prestigious universities, and of course the federal government itself.

The national class thought that ordinary people should not have the power to hold government accountable. That power should come not from what ordinary people pride themselves on — selfsupport — but rather from what the national class had to offer — specialized knowledge.[14] Members of the national class thought, and many still feel, that experts armed with science and insulated from politics were better equipped to govern than elected officials accountable to ordinary people.

In order to shift control of government from voters to experts, the national class supported two basic changes in American government. First, it set out to discourage voting by the lower classes, particularly recent immigrants and freed slaves. Poll taxes and stricter voter qualifications were aimed not just at African-Americans, but also at all races of the lower class. These restrictions contributed to a sharp drop in voter participation.[15] In addition, changes in law restricted the use of public spaces for the public electioneering by parties and other fraternal organizations that had previously played an integral role in attracting the lower class to the polls in droves.[16]

Second, the national class sought to insulate the government from accountability at the polls. It campaigned to transfer governmental power from institutions that were most accountable to ordinary voters to institutions more in the control of the national class.[17] It succeeded; power was transferred from the states to the national government and, within the national government, from Congress to the executive and the judiciary.[18] From its inception, the core purpose of delegation was to undercut democratic accountability.

Government by expert came to the fore at the national level during World War I; it grew under Herbert Hoover who ran for President as the “Great Engineer,” that is, the great expert; and it grew still more under President Franklin Roosevelt. According to Professor Wiebe:

What Hoover’s New Era modeled, Roosevelt’s New Deal expanded and refined. It would be absurd to minimize the differences in policy, mood, and leadership between the two administrations: millions of Americans understood. But popular participation in government was not one of them. Despite the image of an approachable president and his open government, New Deal decisions occurred even more commonly than ever behind Washington’s closed doors…. Thurman Arnold’s Folklore of American Capitalism (1937), often cited as the New Deal’s most significant commentary on government, derisively dismissed the very thought of popular rule. … Policy itself fragmented into a multitude of exclusive dialogues among administrative officials, congressional committees, and powerful citizens. By the 1940s it was quite common for the same cluster of officials and citizens to write a law in private, then execute it in private, with just a quick public peek into the process as it was enacted. Few laws were designed for more than a tiny minority to comprehend.[19]

World War II, and later the Cold War provided a succession of new reasons to further centralize power in Washington, particularly in the executive branch. Going to war in Korea without congressional approval completed what Arthur Schlesinger, Jr., has called the “capture by the Presidency of the most vital of national decisions, the decision to go to war.”[20]

Consider how far the top national leadership — Congress and the President, Democrats and Republicans alike — have gone to insulate Congress from responsibility for the most important exercises of national power. As I was writing the initial draft of this Article, four instances came to mind. First, President William Clinton cooly contemplated an attack upon Iraq without asking for congressional authorization. President Clinton, like his predecessor, George Bush, seems to think that he can launch a premeditated military attack without Congressional approval.[21] Rather than insisting upon doing its duty under the Constitution to decide whether to commit our armed forces, Congress has found it convenient to delegate that decision to the President. As John Hart Ely persuasively argued in War and Responsibility,[22] such an arrangement is both unconstitutional and likely to get us into more conflicts because of the tendency of presidents to use foreign battles to divert attention from domestic embarrassments. Second, the Line Item Veto Act[23] delegated to the president authority to unilaterally repeal spending items and certain provisions of the tax code.[24] Senator Patrick Moynihan stated that the line item veto was a “formula for executive tyranny … [and that i]f L.B.J. had had this power, we would have had Nero.”[25] Fortunately, the United States Supreme Court has since held this act unconstitutional.[26] Third, Congress pervasively delegates to unelected agency officials the power to impose regulatory laws on society. Fourth, Congress has begun to delegate to agencies the power to impose taxes.[27]

We now have war, regulation, and taxation without representation.

B. The Supreme Court’s Attempts to Square Delegation with Democracy

For well over a century after the adoption of the Constitution, the Supreme Court held that the Constitution prohibits members of Congress from bestowing upon others their personal responsibility for enacting laws.[28] When national class legislation began to delegate lawmaking authority to federal agencies at the turn of the century, there had to be a rationale to square the delegation with the Constitution.[29]

1. The First Rationale: Congress Did Not Delegate

The first rationale put forth was that the statutes did not delegate the power to make the laws but rather only granted the power to enforce laws enacted by Congress.[30] The supposed laws were, from my perspective, not laws at all because they provided no discernible rule of conduct. Nonetheless, this first rationale was more naive than disingenuous. The national class had the conceit that its expertise could pour meaning into these empty congressional formulations, and so doing was more akin to factfinding than lawmaking. Thus, the national class could think there was clear meaning in statutory standards that, to a modern mind, were hopelessly vague.[31]

Many scholars have incorrectly concluded from this first rationale that the nondelegation doctrine was never more than a dead letter before reactionary justices invoked it in 1935 to strike down early New Deal legislation.[32] But, on at least three occasions prior to 1935, the Supreme Court struck down federal statutes for delegating lawmaking authority.[33] Two of those statutes delegated lawmaking authority to state legislatures and a third to courts and juries. State legislatures and juries are not the sort of institution controlled by the national class. The Supreme Court was quicker to notice implicit delegations of legislative power when the delegates were not members of the national class.[34] The same class bias persists in Supreme Court delegation cases to the present day, as delegations to agencies generally are upheld, while delegations to other official bodies are reviewed under labels other than “delegation” and often are found constitutionally deficient.[35]

2. The Next Rationale: The “Intelligible Principle Test”

As Congress began to delegate lawmaking power more blatantly, the Court could no longer pretend that there was no delegation. So, in J.W. Hampton & Co. v. United States,[36] decided in 1928, the Supreme Court held that Congress could delegate the power to make the law if it provided “an intelligible principle” to guide the agency lawmakers.[37] The Court did not, however, explicitly admit that Congress could delegate the power to make law. That did not come until five years later, when it said that the statute in Hampton delegated legislative power in a “permissible” — that is, a minor — way.[38] But the implication was clear in 1928. Even such a fervent believer in government by expert as President-elect Herbert Hoover reacted angrily at the departure from constitutional tradition: “There is only one commission to which delegation of that authority can be made. That is the great commission of [the voters’] own choosing, the Congress of the of [the voters’] own choosing, the Congress of the United States and the President. It is the only commission which can be held responsible to the electorate.”[39]

New Deal legislation forced the recognition that Congress had delegated its legislative power in a manifestly major way. Two decisions, Panama Refining Co. v. Ryan[40] and A.L.A. Schechter Poultry Corp. v. United States,[41] struck down various provisions of the National Recovery Act for delegating legislative power without “an intelligible principle.”[42] Although it is fashionable to decry these decisions as the product of reactionaries, Justice Brandeis joined in both majority opinions while Justice Cardozo dissented in Panama Refining but concurred in Schechter.

The threat posed by the court-packing plan and the appointment of new justices made it necessary for the Supreme Court to find some guise under which to uphold major delegations of legislative power. One tactic was for Congress to fill the delegating statutes with enough palaver about statutory goals so that the Court would at least have something to talk about in concluding that the statute provided “an intelligible principle.”[43] The pretense was that Congress was somehow still in charge. As everyone who had seen Mr. Smith Goes to Washington[44] knew, the whole idea was to take the key policy decisions from the selfish people in Congress and give them to the agencies controlled by the good man in the White House. A more fitting rationale had to be found.

3. The Final Rationale: Congress Can Repeal Agency Laws

The Supreme Court’s final rationale is that delegation does no real harm to democracy because Congress retains the power to enact a statute, repealing whatever agency-made laws that it does not approve.[45] This rationale reverses the burden that the Constitution places on those who want to expand the powers of government by imposing a new law. Under the Constitution, the proponents of the new law must bear the burden of getting it approved by the House, the Senate, and the President.[46] Under the last rationale, inaction by either House is sufficient for the agency-made law to stay in effect. There are, of course, many ways to prevent a controversial bill from coming to the floor for a vote, and legislators are only too willing to avoid controversial votes. As a result, laws are sustained without any legislative accountability.

The Supreme Court understands perfectly well that legislators bear little responsibility for inaction, and so it refuses to rely upon legislative inaction in interpreting statutes.[47] It is utterly unprincipled to claim that legislative inaction, somehow squares delegation with Article I of the Constitution. Indeed, the Supreme Court has come close to recognizing this much. In INS v. Chadha,[48] it stated, “[t]o allow Congress to evade the strictures of the Constitution and in effect enact Executive proposals into law by mere silence cannot be squared with Art. I.”[49]

Congress has recently provided us with a laboratory experiment to see if legislators are willing to step forward to repeal agency laws with which they disagree. In the name of congressional responsibility, Congress enacted the Congressional Review Act,[50] which sets up expedited procedures for floor votes to repeal new agency laws before they go into effect.[51] In the first eighteen months of this procedure, agencies promulgated thousands of regulations, many of which have been criticized by legislators. But the Senate voted on only one of them, and the House on none.[52] The experiment shows that legislators react to responsibility as vampires do to garlic — they flee.[53]

In sum, with the Supreme Court’s blessing, Congress has transformed its responsibility for the laws from a right of the voters to an option of the legislators.

C. The Harm to Democracy

The problem that legislators have with the Constitution is that they must take responsibility for both the benefits and costs of new laws. However they vote, they will offend some constituents. Rivals for reelection can easily search the Congressional Record to discover their opponent’s voting record. The incumbents do not know in advance which of their votes will come back to haunt them at the next election and therefore have to worry about the wishes of their constituents on every vote.

Delegation has allowed legislators to rewrite the ground rules of democracy to help entrench themselves in office. They can pretend to deliver the best of everything to everyone by commanding agencies to promulgate laws to achieve popular statutorily prescribed goals.[54] The statutes are framed so that legislators can skirt the hard choices. This permits legislators to claim much of the credit for the benefits of the laws but shift to the unelected agency officials much of the blame for the inevitable costs and disappointments when the agency fails to deliver all the benefits promised. Come the next election, rival candidates will search the Congressional Record in vain for evidence on where the incumbent stood on the hard choices. Moreover, when some constituents complain that the agency has delivered too few of the benefits promised, and other constituents complain that the agency has imposed too much cost, the incumbent can build electoral support and raise funds by doing casework. Legislators can do casework for both sides in the same regulatory dispute because casework, unlike votes on the floor of Congress, is not publicly recorded.[55]

Delegation thus allows members of Congress to function as ministers, who express popular aspirations (through enacting lofty statutory goals) and tend to their flocks (by doing casework), rather than lawmakers who must make hard choices in passing laws. In a book that argues that delegation has enhanced legislators’ chances of reelection, Morris Fiorina writes:

So long as … congressmen … function principally as national policy makers … reasonably close congressional elections will naturally result. For every voter a congressman pleases by a policy stand he will displease someone else. The consequence is a marginal district. But if we have incumbents who deemphasize controversial policy positions and instead place heavy emphasis on nonpartisan, nonprogrammatic constituency service … the resulting blurring of political friends and enemies is sufficient to shift the district out of the marginal camp.[56]

With delegation, legislators can escape being ejected from office except upon grounds that would oust a minister from the pulpit — scandal. In those exceptional cases when incumbents do lose an election, their defeat is far more likely to be caused by some escapade or chicanery than by how they shaped the law.[57] Entrenched encumbency is a marker for what is a profound problem — that legislators have rewritten the ground rules of government to evade responsibility.

II. PROFESSOR MASHAW’S POST HOC RATIONALIZATIONS FOR DELEGATION

Jerry Mashaw argues that delegation does no harm to democracy and therefore distances himself not only from the initial proponents of delegation, but its modern proponents, most of whom make no such claim as well.[58] To reconcile delegation with democracy at this stage would require a counterintuitive, post hoc rationalization of heroic proportions. If anyone has the intelligence and verve to construct such a rationalization, it is Jerry Mashaw. His recent book, entitled Greed, Chaos, and Government,[59] is terrific, but its effort to reconcile delegation with democracy has deep problems. To demonstrate, I will examine each of his rationales.

A. Mashaw I: Delegation Does Not Stop Us from Picking Legislators Whose Ideologies Accord with Our Own

Mashaw asks, and I quote him at length to give his argument its full force:

Do we really want to choose our representatives (or hold them accountable) on the basis of specific votes concerning specific legislation which, but for constitutional necessity (a nondelegation doctrine with bite), they would have cast in more general terms? How exactly does it help us in choosing legislators to judge them on the basis of preference expressions that are not the expressions they would give, but for the constitutional necessity of being specific?

Even if we were to imagine that statutory precision would be informative, it is hard to envisage how rational voter calculation is appreciably improved. When one votes for Congressperson X, presumably one votes on the basis of a prediction about what X will do in the next time period in the legislature. How much better off are voters likely to be in making that prediction — that is, in determining how well Congressperson X is likely to represent them over a range of presently unspecified issues — by knowing that he or she voted yes or no on the specific language in certain specific bills in some preceding legislatures?

After all, the voter will also know that X could not have controlled all or even a substantial portion of the language of those bills. Votes must have been cast “all things considered.”

Therefore, when making a general appraisal of X’s likely behavior in the future, it is surely much more important that voters know the general ideological tendencies that inform those votes (prolabor, probusiness, prodisarmament, prodefense) than that X votes for or against the particular language of [a] particular bill. I know of no one who argues that statutory vagueness prevents the electorate from being informed on the general proclivities of their representatives. [60]

Actually, Mashaw does know someone “who argues that statutory vagueness prevents the electorate from being informed on the general proclivities of their representatives,” and it is I. As Mashaw states a few pages later:

David Schoenbrod clearly seems to believe that more specific information is always better information for the purposes of democratic accountability. In his view, “delegation allows legislators to convey information selectively, withholding opinions about the hard choices while providing opinions that embrace popular aspirations. The Clean Air Act and many other regulatory statutes have passed by wide margins for this reason, not because Congress reached a consensus on difficult subjects.” Schoenbrod continues: “The ideological poses that legislators strike and the laws that emerge from agencies often bear little resemblance to each other…. Indeed delegation makes it possible for legislators to espouse internally inconsistent ideologies (for example, avoiding economic dislocation and protecting health). They need not join issue over inconsistencies because they are talking at the symbolic level of goals rather than at the concrete level of rules.”

… I have no quarrel with Schoenbrod that legislators do all these things in the context of broad delegations of authority to administrators. My argument is that not all of these things are unqualifiedly bad, and that those things that do reduce accountability are equally available to legislators in the context of enacting highly specific legislation.

….

The Clean Air Act that Schoenbrod uses as an example for his view as easily supports mine. There are indeed some critical gaps in this statute and its many amendments that leave substantial policy discretion to administrators. On the other hand, the statute goes on for hundreds of pages, many of them containing hypertechnical provisions that few citizens could possibly understand. Moreover, to the extent that the Clean Air Act and its amendments do things that dramatically depart from citizens’ expectations, I would suggest that they are largely in the detailed provisions, not the broad aspirational sections. Voters do not read bills and would have little chance of understanding most of them if they did. Hence, legislators can selectively convey information about legislation whether they legislate specifically or generally.[61]

While Mashaw and I agree on much, I still think he is profoundly wrong. For starters, he conflates whether the statute is specific or general with whether the statute states the law or delegates.[62] As Mashaw himself points out, the Clean Air Act delegates lawmaking authority in the most exhaustingly specific terms. In contrast, the one section of the 1970 Clean Air Act that actually stated the law — the provision requiring new car makers to reduce emissions of three specified pollutants by ninety percent — is comparatively simple in its basic concept.[63] It is not the detail for which the legislators are responsible, but rather the law enacted. When Congress enacts a law, it must take responsibility not only for the benefits promised, but also for the duties imposed. But when Congress delegates, its fingerprints are not left on the duties imposed on the public, and the more detail included in the delegation, the easier it is for legislators to obscure their responsibility for the eventual costs and disappointments.[64] My book contains two extended case studies, one being the Clean Air Act, which show precisely how legislators use delegation and the related phenomenon of casework to give voters an impression of their ideology that differs from how they actually exercise their power.[65]

Mashaw argues that statutes that do not delegate will not make legislators accountable because voters do not read statutes. Thus, legislators can characterize their actions as they choose.[66] Mashaw is both right and wrong. It is true that voters do not read statutes, and bully for them. Mashaw is wrong anyway because the fulcrum of legislative responsibility is not the statute, but the floor fight. With delegation, the floor fight is avoided because almost all legislators can vote for a bill that calls for clean air and jobs too. That is why the 1970 Clean Air Act passed almost unanimously.[67]

Without delegation, the bill would have to contain clauses like, “widget plants shall emit no more than X pounds of sulfur per ton of widgets produced.” Such a clause is open to an amendment to delete it from the bill or substitute “Y pounds” for “X pounds.” Legislators have to stand up and be held accountable on the hard choices. That is why one of the only contested provisions of the 1970 Clean Air Act was on the amendments to the one true law in the statute — limiting emissions from new cars by ninety percent.[68] Floor fights are newsworthy and attract public interest. The local papers will point out how the local representatives voted. By the next election, legislators will have made many controversial choices. They will be known for how they act on hard choices and not just for what they say.

Unlike Mashaw, members of Congress understand that delegation lets them avoid responsibility. That is why they go to great lengths to use delegation to avoid blame not only for regulation, but also for raising their own salaries.[69] If, as Mashaw argues, legislators do not truly avoid blame through delegation, they would not be so reluctant to invoke the Congressional Review Act to try to repeal agency laws with which they disagree.

In an attempt to show that ending delegation would be of no benefit, Mashaw points out that spending bills are full of detail, yet “perhaps nowhere in American politics do legislators make better use of selective information and creative incoherence than in explaining to the American people what has been done in constructing the federal budget.”[70] Mashaw is right about the legislative appropriations process, but he is wrong to think that legislative lawmaking would work the same way.[71]

There is an accountability loophole in the Constitution for appropriations, but not lawmaking. The Constitution’s provisions on appropriations were drafted with the expectation that Congress would not run planned budget deficits except to deal with emergencies.[72] So long as Congress acted according to that expectation, it could not benefit one interest group without hurting some other group by reducing an appropriation or imposing a tax. Thus, interest would tend to thwart interest, as James Madison predicted.[73] When that balanced budget expectation collapsed, more than a century later, Congress could give to Paul without seeming to take from Peter, because the cost of the appropriation is flung forward in time to be borne by persons yet to be identified. In contrast, with lawmaking, a law that benefits Paul will restrict Peter now, and Peter generally will have notice of this law and know whom to blame.

Congress takes further advantage of the loophole in accountability for appropriations by lumping thousands of spending items together and voting on them wholesale. There is an implicit agreement in the Senate by which most members do not support amendments that strike items of spending, even those with support in their own states. The reason for the deal is that if such items were individually subject to vote, each senator would lose the ability to deliver pork to his constituents. What holds these thieves’ agreement together is that no senator has a Peter for a constituent who is complaining loudly that a particular item of spending hurts him. But Peter is there when Congress imposes rules of conduct. Unlike the appropriations’ agreements, an agreement to prevent the rule-by-rule consideration of proposed laws would collapse under its own weight.

In sum, just because the Constitution has a loophole that permits legislators to hide the ball on spending is no excuse to let them violate the Constitution by hiding the ball on lawmaking.

Even if Mashaw were somehow correct in asserting that delegation does not hinder voters in picking legislators with similar ideologies, he is wrong in thinking that there is no loss of democracy. In the democracy that is our birthright under the Constitution, voters are not consigned to picking representatives in the hope that their representatives’ ideologies will lead them to act in the future as we want. Rather, we can punish legislators who we think voted unwisely by removing them from office at the next election. But with delegation, legislators can distance themselves from much of the blame that results from making decisions on new laws.

Even though legislators may personally share our ideological preferences, political incentives lead them to delegate in ways that do not produce laws that coincide with our views. For example, because they escape much of the blame for the inevitable costs of creating new federal lawmaking programs and also much of the blame for the inevitable failure of these programs to produce the benefits promised, legislators are skewed towards creating and enlarging an agency’s lawmaking jurisdiction, making its goals more ambitious, its methods more intrusive, and its procedures more complicated. The upshot is that, in lawmaking, the national government, particularly the executive branch, increasingly takes jurisdiction over matters that might otherwise be left to the political branches of state or local government, the common law, or private ordering.

While the problem is often too much regulation, sometimes it is too little regulation. Because legislators also escape blame for the resulting disappointments when agencies fail to deliver on statutory promises, Congress is insensitive to the delay and uncertainty that frequently results when the agency lacks the political muscle needed to make, expeditiously, the hard choices that Congress ducked.[74] What first alerted me to the dangers of delegation was that the Environmental Protection Agency (“EPA”) was years too late in exercising its delegated power to stop the danger posed to young children from leaded gasoline. I am convinced that the national government would have dealt with leaded gasoline as a health hazard years earlier if Congress could not have delegated that responsibility to the EPA in 1970.[75]

In sum, even if voters could correctly discern incumbents’ ideologies in the sense that Mashaw means (for example, “pro-business” or “pro-labor”), delegation skews legislators’ political incentives in ways that favor the national class over ordinary voters. Favoring insiders over outsiders is different than favoring left over right; remember, Standard Oil was a big proponent of the New Deal’s National Recovery Act.[76]

The early proponents of delegation were correct; it is a way to insulate the “experts” from the pressures of elective politics. Once the 1970s arrived with their emphasis on participatory democracy and talk of “power to the people,” the rationale in favor of delegation has been repackaged to make it sound less elitist. While the talk is different, the walk still has all the swagger of “power to the insiders.”

B. Mashaw II: We Can Hold Legislators Accountable for Delegating

Mashaw also argues that we can hold legislators accountable for delegating:

The dynamics of accountability apparently involve voters willing to vote upon the basis of their representative’s record in the legislature. [In this sentence, he is correcting the last of the flaws that I identified in his previous argument.] Assuming that our current representatives in the legislature vote for laws that contain vague delegations of authority, we are presumably holding them accountable for that at the polls. How is it that we are not being represented?[77]

Notice that Mashaw’s theory allocates to voters the responsibility to stop legislators from delegating rather than allocating to legislators the responsibility of convincing voters that the Constitution should be amended to allow delegation.

Mashaw’s allocation of responsibility is wrong-headed on many levels. It is not as if voters get to choose between candidates who delegate and those who do not. When the Republicans in Congress think environmental regulation is too aggressive, they do not replace the Clean Air Act with a regulatory regime in which Congress takes responsibility or even use the Congressional Review Act to challenge regulations such as the new ambient air quality standards for ozone and particulate matter. Instead, they introduce legislation that would delegate in ways that would make it harder to regulate strictly. Indeed, the Washington Post took exception to a recent Republican environmental bill on the basis that the way for Congress to change the EPA’s priorities is to stop delegating and start taking some responsibility.[78]

That will not happen readily, however, because delegation gives the electoral advantage to those who duck the hard choices. As I said before, delegation is not so much an issue of left versus right as insiders versus outsiders.

With insiders having such a significant stake in delegation, outsiders opposed to delegation face a tremendous organizational challenge. Moreover, it is hard to get ordinary voters to focus on the issue. It is human nature to care more about what a particular piece of legislation does to one directly rather than whether the process by which the legislation is passed will do indirect harm by undermining democracy in the long run. Even law students have to be hit on the head by us professors to get them to look beyond the direct consequences in cases about the structure of government and see the long-term stakes. Ordinary voters are apt to care more whether a particular bill seems to help them than whether it delegates. For example, even in 1970 when there was a public outcry against Congress because it had dropped the ball on air pollution by delegating broadly to agencies and Congress promised explicitly that it would make the “hard choices,” Congress easily got away with delegating again. The 1970 statute camouflaged its delegation with the kind of spurious detail that even an expert such as Jerry Mashaw confuses with nondelegation.[79]

Despite these organizational and informational obstacles, the political effort to stop delegation has gained ground in recent years. Presently, more than seventy representatives and thirteen senators support a bill to end delegation and alternative bills also have substantial support.[80] But if this effort does not succeed, and it may well not, it does not mean that the voters have had fair representation on this issue.

Voters would be represented more fairly if delegation were addressed as the constitutional issue that it is. In 1935 after the Supreme Court decided the cases striking down instances of delegation, President Roosevelt considered seeking amendments to the Constitution to authorize delegation but decided to maintain a “studied silence” on amending the Constitution during the 1936 presidential election and refrained from initiating the amendment process afterwards for fear of losing Democratic congressmen during the 1938 election. In the end, he decided to either pack or intimidate the Court rather than present the delegation issue to the public.[81] The Court’s “change in time that saved nine” was not, in Bruce Ackerman’s term, “a constitutional moment,” but rather a constitutional stupor brought on for the convenience of those in power in all three branches of the federal government.[82] It is in order to guard against such self-dealing that the Constitution requires that the states be involved in the constitutional amendment process.[83]

Few people who, unlike professors, are not paid to study and opine upon the structure of government have the time, knowledge, and inclination to do the work that Mashaw says voters need to do to claim their democratic birthright. They must read all the grist in order to guess candidates’ ideologies and then wage a meta-political campaign to get legislators to assume responsibility for the hard choices. Like Henry Higgins in My Fair Lady who sings, “Why can’t a woman be more like a man,”[84] Mashaw argues, “Why can’t ordinary voters be more like me?” Because they are not, for delegation still means “power to the insiders.”

C. Mashaw III: We Still Have Democracy Because the President Is Accountable for the Laws

Mashaw also argues in a section entitled “Accountability in a Presidential System” that “the flexibility that is currently built into the processes of administrative governance by relatively broad delegations of statutory authority permits a more appropriate degree of administrative, or administration, responsiveness to the voter’s will than would a strict nondelegation doctrine.”[85]

Notice that Mashaw talks about “responsiveness” not responsibility. In other words, he claims that the administration will give voters what they want, not that it will be more meaningfully accountable for what it does. This is government “for the people,” not government “by the people.”[86] Mashaw is correct to refrain from claiming that the President is meaningfully accountable to the voters for the laws promulgated by appointees. With delegation, the public loses the right to have both its elected representatives and its elected President take personal responsibility for the law. In exchange, it gets the right to have someone appointed by an elected President take responsibility.

The President is not as accountable for agency laws as members of Congress are for enacted laws. The President, who does not have to publicly sign off on agency laws, may deny responsibility for them. Moreover, the Framers included the requirement that bills be presented to the President not out of any sense that the President was more accountable than Congress, but rather because the President was less accountable to particular interest groups and thus more inclined to protect liberty.[87] A President has less reason than a member of Congress to worry that a position taken on a particular law will affect reelection prospects. The President’s responsibility for any one law is, after all, diluted by the electorate’s concern about a host of other issues involving, for example, national defense, foreign affairs, and law enforcement.

In any event, voters who would disagree with any one agency law are likely to agree with others. Since voters must take or leave presidential positions wholesale, it is unlikely that the President will suffer much political tension over any one agency law. Of course, voters must also take or leave legislative positions wholesale when they elect members of Congress, but in any one legislative district there are likely to be only a limited number of issues of particular local concern. A position taken by an incumbent on any one such issue could cause five percent of the voters to choose the challenger, thereby producing a ten percent swing. That risk would force many incumbents to pay careful attention to constituents’ concerns when voting on a law. Given the difficulty of holding the President accountable for the laws that bureaucrats adopt, it is no wonder that we tend to think of countries where only the chief executive is elected as undemocratic.[88]

Why does Mashaw think that an administration that is democratically accountable to the voters in only a very diluted sense would be more responsive to the voters’ wishes? He does not explain why the administration should be responsive at all but implicitly assumes that it will be so. Unspoken, but still there, is the old national class conceit that experts, if left to their devices, will act in the public interest. So, yes, Virginia, there is a Santa Claus, but it is worth considering why Saint Nick, the agency administrator, will pay much attention to the voters’ desires other than to prevent the President from losing the next election, assuming it is still the first term. One possibility is that Saint Nick does not want to stir up public opinion to such an extent that Congress will trim the agency’s power. This might explain why the EPA under Presidents Ford and Carter did not use its power to make Los Angeles cut gasoline supplies by eighty percent to meet Clean Air Act deadlines and why the EPA under President Reagan did not scrap the regulations that were slowly reducing the lead content of gasoline.[89] So long as the agency does not profoundly anger large numbers of voters, and instead only slightly irritates large numbers of voters or badly harms only smaller numbers, it need not fear that Congress will take away its power.

Now, it would be nice to think that Saint Nick would use his freedom of action in the public interest, but agencies, and the administrations of which they are a part, have numerous agendas that involve coalition building. Such “log rolling” is reason to suspect Mashaw’s unspoken premise that the agency will be “responsive.”

Mashaw’s explicit argument is not that the administration is responsive, but that Congress cannot be. In particular, he conjures up the possibility of a “Law of Conservation of Administrative Discretion” under which it is difficult for Congress to decide too many of the specifics of government such that any attempt to do so will lead to a wooden form of administration, unresponsive to the popular will. Here, again, Mashaw confuses the issue of specificity with that delegation. To avoid delegating, Congress need only state the law. It can leave to others discretion in matters such as law interpretation, prosecutorial discretion, and remedy. I have explained elsewhere why that allocation of responsibility not only accords with the requirements of Article I, but also with its purposes.[90] As for the one area where Congress cannot delegate — making the laws — agencies are sometimes much slower than Congress.[91]

Moreover, there are many ways that delegation reduces, rather than increases, discretion outside of Congress. As already discussed, delegation skews political incentives so that jurisdiction is shifted to national administrative agencies from the political branches of state and local regulators, common law courts, and private ordering. There is reason to believe that delegation has encouraged far more such centralization than we need or that we would have had if members of Congress had taken responsibility for the laws.[92] Rigidity is introduced not just through the centralization of control, but also through the formalistic rule-bound methods of federal administrative law that are far more rigid than what it often replaces. For example, a city council can directly decide how to respond to a particular local environmental problem, while when the EPA has jurisdiction, local responses must be in accord with an elaborately detailed federal chain of command.[93]

Mashaw has a second and final reason for claiming that the administration is more responsive — Arrow’s Theorem. Arrow’s Theorem states that, under certain conditions, democratic choices cannot be stable. An explanation of the theorem goes as follows:

Assume that three children — Alice, Bobby, and Cindy — have been pestering their parents for a pet. The parents agree that the children may vote to have a dog, a parrot, or a cat. Suppose each child’s order of preference is as follows: Alice — dog, parrot, cat; Bobby — parrot, cat, dog; Cindy — cat, dog, parrot. In this situation, if pairwise voting is required, then majority voting cannot pick a pet.[94]

A majority (Alice and Cindy) will vote for a dog rather than a parrot; a majority (Alice and Bobby) will vote for a parrot rather than a cat; and a majority (Bobby and Cindy) will vote for a cat rather than a dog.[95]

In these rather peculiar circumstances, a majority will never reach a stable conclusion. Relying on Arrow’s Theorem, Mashaw concludes that “delegating choice to administrators is but another way of avoiding voting cycles through the establishment of dictators.”[96] “Dictators” is, as I have been arguing, not that far from the right word.

While Arrow’s Theorem may give Alice, Bobby, and Cindy a reason to delegate to their parents the choice of their pet, it does not give Congress a plausible excuse to delegate to agencies the task of making law. Empirical research has shown that Congress is not prey to the kind of voting cycles that plague these hypothetical children. Moreover, the assumptions upon which Arrow premised his theorem do not hold true in the United States Congress. For example, Arrow’s Theorem assumes that voters’ preferences are not arrayed along some continuum, but rather are topsy-turvy, like those of Alice, Bobby, and Cindy. However, studies show that preferences within Congress tend to be arrayed along a liberal-conservative continuum.[97]

In addition, only experts, certainly not real parents, would choose such a stupid way to select the family pet. Nor were the Framers so stupid in designing the Article I legislative process. Even if the House or Senate were caught in a voting cycle over dogs, cats, and parrots, an individual President would not be, and additionally the President may veto any legislation. Of course, the House and the Senate can override a presidential veto if a two-thirds majority of both bodies so vote. Overrides of vetoes are unlikely to lead to voting cycles. As theorists have recently shown, based upon some plausible assumptions about voting preferences, a requirement of at least a sixty-four percent majority will ordinarily prevent voting cycles.[98] In sum, Arrow’s Theorem is interesting, but it provides no excuse for delegating to Mashaw’s dictators.

D. Mashaw and Welfare

As the discussion of accountability of the President shows, Mashaw attempts to prove that delegation is compatible with democratic accountability by arguing that it enhances welfare. That is why he uses the language of “responsiveness” rather than “responsibility.” While this panel’s topic is the impact of delegation on democracy not welfare (and I believe in separation of panels), I cannot resist a few brief comments on Mashaw’s argument that delegation enhances welfare.

Mashaw suggests that delegation enhances welfare by avoiding logrolling in Congress. His argument is to put lawmaking in the hands of an executive that he labels “responsive” to the voters. He fails to notice that logrolling takes place in the Executive as well, although it goes by different names, such as “coalition building.” His is an argument by characterization.

Mashaw is also incorrect in dismissing the arguments of Peter Aranson, Ernest Gellhorn, and Glen Robinson that the blame-shifting allowed by delegation reduces welfare.[99] Mashaw writes that their “claim rests on a much more general proposition — that the free play of political life, assuming self-interested constituents and self-interested legislators, makes all legislation disbeneficial (or most of it anyway).”[100] He goes on to dispute the more general proposition. Let us say that Mashaw is correct. Suppose that bills with a prospect of passage are evenly split between those that produce more benefits than costs and those that produce more costs than benefits. Even under this supposition, Aranson, Gellhorn, and Robinson are correct in their claim that the blame-shifting allowed by delegation reduces welfare. After all, the blame-shifting skews the political incentives faced by legislators, desensitizing them to the blame they deserve for costs they indirectly impose and the benefits they indirectly withhold by consigning laws needed now to the limbo of agency rulemaking.

Whether delegation enhances or reduces welfare depends upon a number of other factors such as agency expertise, differences in the politics of agency and legislative lawmaking, differences in agency and legislative procedures, judicial review, and others. I have stated at length elsewhere why I think that, on balance, delegation does more harm to welfare than good.[101] Mashaw’s book is unresponsive to my arguments about delegation and welfare. It would be pointless to repeat my arguments here.

Whether delegation reduces welfare and democracy is important as a matter of politics and policy but should be largely irrelevant as to whether it is constitutional. If the constitutionality of departures from the letter of Article I of the Constitution rides too much on instrumental analysis, then what Article I requires becomes a question of policy. On policy issues, the political process ordinarily should and does trump the judicial process. The upshot is that the politicians get to make the constitutional ground rules of government as they go along. The upshot is the kind of ersatz democracy that we now have.

III. PROFESSOR KAHAN AND MAKING NONSENSE OF “DEMOCRACY”

Professor Kahan responds to my claim that delegation undercuts democracy with an essay entitled Democracy, Schmemocracy.[102] His premise is that democracy is an empty concept; his conclusion is that my claim is devoid of meaning.

His premise is incorrect. He tries to show that “democracy” lacks any core content by suggesting two quite different concepts of the word — a pluralist conception in which “official decisions conform to the aggregated preferences of the electorate”[103] and a civic republican conception in which “official decisions are reached through a process of reflective deliberation.”[104] He then shows that no form of government uniquely maximizes both of these concepts of democracy and that delegation might be argued to increase both.

Professor Kahan misdefines democracy. The root meaning of the word is, from the Greek, for rule by the people. The primary definition in the dictionary is “government by the people exercised directly or through elected representatives,” and none of the secondary definitions correspond to Kahan’s.[105] Kahan’s pluralist conception of democracy is not democracy. It speaks to whether government gives the people what they want, not whether the people exercise direct or indirect control over it. It is like Mashaw’s version, “government for the people,” not “government by the people.”[106]

Kahan’s civic republican spin on democracy is also not democracy. It speaks to the process by which the rulers decide, not whether the people have a role in ruling themselves.

As Professor Kahan misunderstands democracy, a government run by a benign philosopher king would constitute a perfect democracy. Professor Kahan is one dictionary short of being an effective apologist for the administrative state.

Kahan’s understanding of democracy is impoverished, as well as mistaken. He understands it as some compromise between self-rule, where the people rule themselves directly, and paternalism, where the people are ruled by philosopher-experts. But the Framers opted neither for direct democracy nor paternalism. They opted for an indirect democracy in which representatives of the people ruled, but only through a legislative process in which different groups of elected officials checked and balanced each other.[107] As Professor Marci Hamilton explains, many of the most reflective of the Framers believed that representatives owe their constituents their conscience, not slavish adherence.[108] These Framers viewed our democracy as based on leadership and accountability. Kahan views democracy as some balance between followership and nonaccountability.

Kahan’s conception not only dilutes accountability, but also makes the entire enterprise of government less reflective, from top to bottom. The Framers wanted Congress to be forced to face the hard choices partly because voters would learn from the clashes between the representatives of voters with opposing desires. In contrast, under Kahan’s dumbed-down conception of democracy, elected legislators get to avoid the hard choices by delegating. At best, this means that voters do not get to learn by seeing their representatives wrestle with the hard choices. At worst, this means that the representatives pretend no choice has to be made in instructing the delegates to produce benefits without costs. The delegates are left with the unedifying job of providing political cover for the legislators. For example, we have the spectacle under the Clean Air Act of the EPA pretending that it sets ambient air quality standards without regard to cost. The upshot is neither accountability nor reflection.

Despite his loud protests of semantic ambiguity, Professor Kahan understands full well the core meaning of democracy. It is the visceral appeal of this core meaning that makes him set out, as he acknowledges, to try to deflect the charge that delegation undercuts democracy.[109] He is thinking, I suppose, that no one can claim delegation undercuts democracy when there is no one, correct design for a democracy, as the word is commonly understood. A democracy can be direct or indirect. If indirect, various powers can be granted to a single elected official or to a chamber of them, there may be one legislative chamber or more, the terms of office may be X years or more, and, directly relevant to the delegation issue, the power to make law may be allocated to one set of officials or another. Moreover, in selecting between alternative designs, maximizing democratic accountability is only one of the considerations. Indeed, the Framers were also concerned with the pluralistic and civic republican virtues that Kahan claims to mistake for democracy.

While there are many possible designs for a democracy, there is one particular design for democracy in the Constitution. It was understood to require, as I argued at length in my book, that the power and responsibility for lawmaking be in the legislative process.[110] With that as my benchmark, I argued that delegation significantly reduces democratic accountability.[111] Whether it in fact does do so is the issue that separates Jerry Mashaw and me.

Professor Kahan claims that I have no sure benchmark because he says it is debatable whether the Constitution was intended to require that the laws be made in the legislative process.[112] His argument at this juncture is even thinner than when it tries to reduce democracy to rule by a benign despot. It amounts to one sentence in which he invokes the debate about whether the Framers believed in a complete separation of powers.[113] Clearly they did not, as can be seen, for example, in the Presentment

Clause, which gives the President a limited veto over Congress’s exercise of legislative powers.[114] But whether the Framers believed in complete separation of powers is besides the point. The delegation issue is not whether there will be complete separation of powers, but rather whether the elected representatives will be on the hook for the kind of hard choices identified in Article I.

Believing the Constitution to be ambiguous on whether delegation of the power to make law is permitted, Kahan thinks he has caught opponents of delegation in a bootstrap argument. He claims that the only way we can overcome the ambiguity in the Constitution is by claiming that delegation undercuts democracy.[115]

Here, again, Kahan is incorrect. The argument that the Constitution forbids delegation is based upon the text and context of the Constitution, the understandings of the Framers, and the judicial interpretations closest in time to the Constitution’s adoption. I will not repeat the arguments here because I have recorded them elsewhere.[116] The point is that the democracy-based argument is not the primary argument for the claim that the Constitution forbids delegation, but rather one of the reasons why the Framers intended the Constitution to forbid delegation. It is the proponents of delegation who have placed critical reliance on democracy. Seeking to change the subject by turning from formalism to instrumentalism, they claim that delegation should be constitutional because it does not undercut democracy.[117]

Overall, Kahan’s essay does not explore the question of whether delegation undercuts democratic accountability. Instead, he too attempts to change the subject by inviting us to speculate on whether there is a correct way to design a government that is democratic (as he uses the word). I decline to accept his invitation because it is a diversion. It diverts us into thinking that our government is shaped by professors theorizing rather than politicians entrenching themselves in office. These politicians are the ones with the power to redesign the ground rules of government for their convenience, unless we force them to remember that the basic purpose of a written constitution is to stop them from doing so.

Professor Kahan’s critique by misdefinition and misdirection fails to oust opponents of delegation from the high ground. We can still rightly protest, without qualification, that delegation undercuts democracy.

IV. PROFESSOR SCHUCK AND DELEGATION AS A POLICY ISSUE

Professor Peter Schuck has a quiver full of criticisms in his Article, but the ones that do not reiterate those of Mashaw and Kahan boil down to this: “[Schoenbrod] does not see that the level and type of delegation are themselves fundamental policy choices, and that these issues … are almost always — and quite explicitly — at the core of political debates in Congress over the shape and content of particular pieces of legislation.”[118] Because, for Schuck, delegation is a policy issue for the political branches to handle, the courts should stay away from what is not fit business for them. In his opinion, delegation is a “political question,”[119] although he does not explicitly invoke that doctrine. After talking of plunging “a long, sharp knife deep into the [delegation] doctrine’s heart,”[120] he makes this final thrust: “Professor Schoenbrod, usually so sensible about such things, would surely deplore it.”[121]

Not all advice from good friends is good, especially when one misunderstands the other, as Schuck does me. Schuck misunderstands me when he says that I do not see that delegation has important policy ramifications. Of course I do; in fact, my book has two chapters on those ramifications.[122] What Schuck does not see is that delegation is one of those policy choices that is controlled by the Constitution. Were all issues with policy implications off limits to the courts, they would largely be out of the business of constitutional review. The Constitution is a series of policy choices, often about how government should make policy.[123] The Constitution is written precisely so that politicians cannot change these meta-policy choices.

Schuck does not argue that the Constitution allows delegation but rather marshals arguments that he might use, were he writing a constitution, to explain why his draft would leave the choice on delegation to the legislature. He argues delegation is necessary for national welfare partly because “social complexity has made it far more difficult for legislators (not to mention voters) to accurately predict the consequences of their choices so that they can reason their way to a conclusion as to the best policy choice.”[124] For him, the agency is the best place to make the law “not only because the details of the regulatory impacts are hammered out there. It is also because the agency is where the public can best educate the government about the true nature of the problem that Congress has tried to address.”[125] Furthermore, “[i]n short, it is only at the agency level that the citizen can know precisely what the statute means to her; how, when, and to what extent it will affect her interests; whether she supports, opposes, or wants changes in what the agency is proposing ….”[126]

Delegation is the reason, however, that it is only at the agency level that legislators or anyone else have any understanding of what is at stake. With delegation, legislation is mainly concerned with promising the best of everything to everyone, yet it is only when laws are passed that rights are actually linked to duties. Were Congress to make the law, the stakes would become apparent to legislators (and their constituents) at the legislative level, which is precisely why legislators avoid accountability and delegate.

To get a clearer picture of what those stakes are, Congress could make a number of policy choices other than delegation. It could ask the agency to recommend a draft with an accompanying analysis of the consequences. It could target whatever law it enacts at the specific problems that sparked congressional attention (e.g., lead in gasoline, emissions from new cars) rather than, as it often does with delegation, launch a regulatory program designed to address a far larger set of problems (e.g., air pollution from every source from big factories to the corner dry-cleaner) in order to obscure the fact that it has not resolved the issues that most concern its constituents. Congress could also leave more issues to state and local government and private action.

Delegation skews Congress’s political incentives toward granting federal agencies comprehensive jurisdiction over large areas of policy, much of which could be left to state and local government. For example, air pollution was being reduced at a relatively steady rate from at least the beginning of the twentieth century.[127] The data do not show any uptick in the rate of improvement when the federal government took over in 1970.[128]

Schuck seems to think that Congress acts in the public interest when it decides to delegate. As he sees the legislative process, the “legislative staffs, the White House, regulated firms, ‘public interest’ groups, state and local governments, and others [fight over the scope and terms of the delegation.]”[129] He implies that the balance struck in the legislative fight produces something like the right result.

Schuck distrusts legislators to make laws but trusts them in deciding whether to delegate. I distrust them when they make laws and distrust them more when they delegate. Legislators have selfish interests in deciding whether to delegate and so have a conflict of interest. Through delegation, they can claim credit, shift blame, and increase the demand for casework as a means for them to exact campaign contributions and other favors. The stake-holders from the private sector, in contrast, aim to get the law they want, wherever it is made. For them, delegation is only a possible means to that end. The balance on delegation that might be produced by the tugging and hauling between the competing private stakeholders is knocked out of wack by the heavy hands of those with the biggest stakes in delegation and the power to do it, the legislators.

Not only does Schuck blink at the selfish interests of the legislators, he also puts too much faith in the idea that all the relevant interests are represented. Just because many well organized interest groups are active in the contest does not guarantee a good outcome as the well organized interests are only a part of the overall public interest. The unorganized interests are the ones most prone to be harmed by delegation.

Schuck also suggests that agencies use their delegated powers well. He does so by taking me to task for writing in the initial draft of my paper that agencies are free “to do as they please.”[130] I did write in discussing those occasions where Congress might “trim the agency’s power … [that] so long as the agency does not profoundly anger large numbers of voters — and instead only slightly irritates large numbers of voters or really screws much smaller numbers — it is free to do as it pleases.”[131] I was rebutting the argument that the power of Congress to repeal the agency rule or cut back its delegated powers works to reconcile delegation with democracy. Schuck has taken my unfortunately hyperbolic language, literally and out of context, to be a claim that agencies are unrestrained. This I do not believe, as is clear from my book where I discuss multiple constraints on agency action and the problem of agency paralysis.[132]

That the agencies are constrained does not necessarily make what they produce good. None of the sources of constraint that Schuck invokes can rightly be claimed to filter out bad laws and force imposition of good ones. Congress and the White House are at their least accountable in the many open, and not so open, ways that they lean on agencies engaged in making laws. The courts cannot demand that agencies produce good laws, they can only require superficially plausible reasons for the laws that agencies do produce.

Public participation is also not much of a solace. According to Schuck, “[t]oday, the administrative agency is often the site where public participation in lawmaking is most accessible, most meaningful, and most effective.”[133] But the average member of the public lacks the lawyers and experts needed for meaningful participation. The most average citizens can do is write a letter, whether to an agency or a representative. The letter will probably result in little in either case but is more likely to count when the law is being made by the representative who wants our vote, than the agency official who wants a bigger office. What Schuck really means by public participation is participation by the leadership of various interest groups, be they unions, corporations, and cause-based groups. Interest group leaders do monitor agencies, but usually only on issues of the most direct interest to the leadership. The broadest and most important public interests have little if any representation. To show just how delegation hurts unorganized interests — in fact and not just in theory — was the point of the extended case studies in my book.[134]

Schuck argues that delegation could not be that much of a problem because our country is prosperous and our government functions reasonably well compared to governments elsewhere. This is despite delegation, not because of it. The credit for our success belongs much more, I think, to other factors such as a free press and checks and balances, both of which are vitiated by delegation. Delegation removes lawmaking from the center stage of politics, that most worthy of press attention. It frees lawmaking from the requirement that both houses of Congress and the President take affirmative responsibility.

While the constraints on delegation may avoid the very worst laws that might otherwise come from agencies, to rest content with that and to say there is no problem, as Schuck does, is to miss the bigger picture. Inherent in delegation is a bias towards more regulation, more centralized and complicated regulation, because lawmakers escape most of the blame for launching sweeping regulations that promise more than can be delivered and impose costs for which legislators would not take responsibility if they had to make the hard choice. In other words, society is deprived of the most direct means to decide how much it wants to be controlled by government. Rather, that decision is ceded, in substantial measure, to a government run by legislators who want to entrench themselves in office, agency officials who want to enlarge their budgets, and interest group leaders whose livelihoods and power grow in our thriving administrative state.

The genius of our Constitution was that the people would get to decide how much government they want. If, as Schuck believes, the people’s welfare would be advanced by giving up some of that decisional power, let the people so decide through the constitutional amendment process. Instead, the insiders have done that for them.

Schuck argues that courts should abstain from tackling the delegation issue because “it would greatly strengthen the power of the federal courts relative to that of Congress and the agencies.”[135] For Schuck, such a shift of power “is particularly obnoxious when, as in this case, it is not essential to the vindication of enumerated constitutional rights.”[136] Schuck does not explain why it is not also obnoxious for courts to make what he would have to label “policy choices” on what parts of the Constitution are worthy of enforcement.

Schuck goes on to argue that the courts lack a judicially manageable test of unconstitutional delegation. The test that I propose in my book rides on the difference between lawmaking and law interpretation. I devote a chapter to explaining that, despite the slippery nature of these concepts, the test is no worse than other constitutional tests.[137] Schuck does not take issue with my argument but rather misunderstands it. He writes: “How general is too general, how specific is specific enough — these are, contrary to Professor Schoenbrod’s claim, questions of degree, not kind. They are preeminently questions of politics and of policy that courts are poorly equipped to answer ….”[138] My test does not ride on the concepts of generality or specificity, but rather on the distinction between lawmaking and law interpretation.

In any event, if Congress concluded that the courts were intruding too deeply in policy by enforcing the nondelegation doctrine, Congress has an available remedy. It could adopt the idea floated by Justice Breyer to enact a statute under which agency rules would not go into effect without being enacted by Congress.[139] Then there could never be any delegation, and thus courts would have nothing to rule upon. As a result, Schuck can get most of the advantages that he thinks come from the agency process.

Schuck also predicts that the Supreme Court will never put teeth into the delegation doctrine.[140] I am not a prophet, but I do believe that a vibrant democracy is a possibility, not a certainty or an impossibility. The outcome is a choice, not a certainty. I wish that Schuck, who puts so much value on being able to make his own choices, would urge his fellow citizens, including the justices of the Supreme Court, to insist on a form of government in which voters would have a more effective choice on the scope of government.

CONCLUSION

The comments on my book made at this symposium and from other sources have pushed me toward realizing that I need to broaden my focus beyond a scholarly analysis of delegation and the power to regulate. Reviews by Judge Douglas Ginsburg and Professor Harold Krent made me realize that the battle against delegation had to be fought in the court of politics as well as the courts of law.[141] Phillip Howard’s comments at the symposium that a lack of responsibility is pervasive in Washington and is not limited to Congress underscored my desire to show that shirking by Congress is part of that broader picture.[142] William Niskanen’s comment at the symposium that delegation cannot end without returning much power to the states underscored my desire to link the argument against delegation with an argument for federalism.[143] Peter Schuck’s claim that ending delegation would rock a prosperous ship of state underscored my desire to explain in popularly understandable terms the real harm done to society by an overlarge, irresponsible national government. In other words, delegation of regulatory lawmaking power is only one aspect of a more profound disease in our body politic. The challenge I recognize is to explain that disease to people who do not deem themselves experts.

I am working on a new book that attempts to paint this broader picture. With that work in progress, this symposium’s focused on delegation forced me to paint on a canvas narrower than the picture in my mind. Yet, the symposium has energized me because the contributions from all sides have been so good and because it was with delegation that I first saw, from personal experience — how politicians’ subversions of the Constitution undercut democracy and hurt real people.

* Professor, New York Law School. My thanks to Harry Wellington and the conference participants, especially Marci Hamilton and Peter Schuck, for their helpful comments on an earlier draft. My thanks also to Phillip Caal and Floyd Englehardt, New York Law School class of 1998, for their excellent research assistance.

[1] See THE HARWOOD GROUP, THE KETTERING FUND, CITIZENS AND POLITICS: A VIEW FROM MAIN STREET iii (1991).

[2] See U.S. CONST. art. I, § 8, cl. 1.

[3] See id. art. I, § 5, cl. 3.

[4] The President must accept personal responsibility either by introducing a declaration of war or approving a statute. Should the President not approve a statute, then it is enacted only if two-thirds of the lawmakers in both houses override his veto. See id. art. I, § 7, cl. 2.

[5] See THE FEDERALIST NO. 73 (Alexander Hamilton); see also Marci Hamilton, Representation and Delegation, 20 CARDOZO L. REV. 807 (1999).

[6] See DAVID SCHOENBROD, POWER WITHOUT RESPONSIBILITY: HOW CONGRESS ABUSES THE PEOPLE THROUGH DELEGATION (1993).

[7] See JERRY L. MASHAW, GREED, CHAOS, & GOVERNANCE: USING PUBLIC CHOICE TO IMPROVE PUBLIC LAW 139-40 (1997).

[8] See Dan M. Kahan, Democracy Schmemocracy, 20 CARDOZO L. REV. 795 (1999).

[9] See Peter Schuck, Delegation and Democracy: Comments on David Schoenbrod, 20 CARDOZO L. REV. 775 (1999).

[10] See SCHOENBROD, supra note 6, at 131.

[11] See ROBERT H. WIEBE, SELF RULE: A CULTURAL HISTORY OF AMERICAN DEMOCRACY (1995).

[12] See id. at 65, 85.

[13] Id. at 141.

[14] See id. at 142-44.

[15] See id. at 135.

[16] See id. at 134-37, 164-65.

[17] See id. at 136-37.

[18] See id. at 173-80, 206-07, 217-22.

[19] Id. at 207.

[20] ARTHUR M. SCHLESINGER, JR., THE IMPERIAL PRESIDENCY ix (1973).

[21] As Congress was drafting competing resolutions to authorize President Bush to send troops to Saudi Arabia, Bush told reporters, “I don’t think I need [congressional authority]…. I have the authority to fully implement the United States resolutions …. Many attorneys have so advised me.” William Scally, Congress Heads Toward Fateful Vote on Persian Gulf War, REUTERS N. AM. WIRE, Jan. 9, 1991, available in LEXIS, News Library, Arcnws File.

[22] JOHN HART ELY, WAR AND RESPONSIBILITY (1993).

[23] 2 U.S.C. §§ 691-692 (Supp. II. 1996). The Supreme Court held LIVA unconstitutional in Clinton v. City of New York, 118 S. Ct. 2091 (1998).

[24] See Walter Shapiro, The Loneliest Job in the World, Except for All the Lawyers, USA TODAY, Feb. 13, 1998, at 6A.

[25] Id.

[26] See Clinton v. City of New York, 118 S. Ct. 2091 (1998).

[27] See Clean Air Act, 42 U.S.C. § 7661(a)(b)(3) (1994); Telecommunications Act of 1996, 47 U.S.C. § 609 (Supp. II. 1997); see also David Schoenbrod & Marci Hamilton, Congress Passes the Buck: Your Tax Buck, WALL ST. J., June 12, 1998, at A10.

[28] See SCHOENBROD, supra note 6, at 30-31, 155-56.

[29] See id. at 31-35.

[30] See generally Field v. Clark, 143 U.S. 649, 690-91 (1892) (upholding a statute that delegated power to the President to suspend the free importation of certain goods when those exporting countries laid tariffs on U.S. goods because Congress had the authority “to invest the President with large discretion in matters arising out of the execution of statutes relating to trade and commerce with other nations”).

[31] See SCHOENBROD, supra note 6, at 31-36.

[32] See, e.g., MASHAW, supra note 7, at 133.

[33] See, e.g., Washington v. W.C. Dawson, 264 U.S. 219 (1924) (affirming the decision of Knickerbocker Ice Co. v. Stewart, 253 U.S. 149 (1920), which held that Congress could not delegate to states the application of state worker compensation laws in admiralty cases); United States v. L. Cohen Grocery Co., 255 U.S. 81 (1921) (striking down a statute that made it a crime to charge “unjust or unreasonable” prices for “any necessaries” as unconstitutional because it delegated legislative power to courts and juries); Knickerbocker Ice Co. v. Stewart, 253 U.S. 149 (1920) (striking down a statute that instructed federal courts to apply state worker compensation law in resolving admiralty cases).

[34] See, e.g., Industrial Union Dep’t v. American Petroleum Inst., 448 U.S. 607, 634 (1980) (striking down a health standard promulgated by OSHA, which limited occupational exposure to benzene from ten parts benzene per million parts of air to one part benzene per million parts of air because OSHA’s arrival at this figure was not premised on concrete findings, but rather on the “assumptions” that “leukemia might result from exposure to 10 ppm and that the number of cases [of leukemia] might be reduced by lowering the exposure level to 1 ppm”); National Cable Television Ass’n v. United States, 415 U.S. 336, 342 (1974) (affirming that Congress can delegate powers to agencies “setting standards to guide their determination” but not reaching the question of whether the regulation before it met the intelligible principle requirement).

[35] See, e.g., INS v. Chadha, 462 U.S. 919 (1983) (holding unconstitutional a provision of an INS regulation that allowed a one-house veto of an executive decision to allow an alien to remain in the United States because such an action was legislation that required passage by a majority of both houses of Congress and presentation to the President); Hampton v. Mow Sun Wong, 426 U.S. 88, 105 (1976) (holding unconstitutional a U.S. Civil Service Commission (“CSC”) regulation denying non-U.S. citizens employment in federal service despite the argument by the CSC that the regulation was mandated by Congress, the President, or both, because the Court was “not willing to presume that … defendants [were] deliberately fostering an interest [of Congress, the President or both which was] so far removed from [its] normal responsibilities”); Smith v. Goguen, 415 U.S. 566, 568-69, 572 (1974) (holding unconstitutional a Massachusetts statute that made it a crime to “publicly … treat[] contemptuously the flag of the United States” because the statute was vague).

[36] 276 U.S. 394 (1928).

[37] Id. at 409.

[38] NBC v. United States, 319 U.S. 190 (1943) (discussing the Hampton decision).

[39] J.S. Cotton, Letter, Flexible Tariffs, 13 CONST. REV. 100-01 (1929) (quoting President-elect Hoover’s speech of Oct. 15, 1928).

[40] 293 U.S. 388 (1935).

[41] 295 U.S. 495 (1935).

[42] A.L.A. Schechter Poultry, 295 U.S. at 537-38; Panama Refining, 293 U.S. at 430.

[43] See, e.g., Fahey v. Mallonee, 332 U.S. 245, 249-53 (1947) (holding constitutional the Homeowners’ Loan Act of 1933 despite the claim that it unconstitutionally delegated congressional power to the Federal Home Loan Bank Board because there were adequate standards to guide the policy of the board); Yakus v. United States, 321 U.S. 414, 426 (1944) (holding constitutional the Emergency Price Control Act of 1942, promulgated by the Office of Price Administration, because the necessary standards to gauge whether the will of Congress had been obeyed were present); United States v. Rock Royal Coop., 307 U.S. 533, 574-78 (1939) (holding constitutional the Agricultural Marketing Agreement Act of 1937, promulgated by the Secretary of Agriculture, because it contained the necessary standards for determining the intent of Congress).

[44] MR. SMITH GOES TO WASHINGTON (Columbia Pictures 1939).

[45] See SCHOENBROD, supra note 6, at 181-83.

[46] See U.S. CONST. art. I, § 7, cl. 2.

[47] See, e.g., Zuber v. Allen, 396 U.S. 168, 185 (1969) (“Legislative silence is a poor beacon to follow in discerning the proper statutory route.”).

[48] 462 U.S. 919 (1983).

[49] Id. at 958 n.23.

[50] 5 U.S.C. §§ 801-808 (Supp. II 1996).

[51] See id.

[52] See The Role of Congress in Monitoring Administrative Rulemaking: Hearings on H.R. 1704 Before the Subcomm. on Commercial and Admin. Law of the House Comm. on the Judiciary, 105th Cong. 1 (1997) (testimony of Rep. Kelley).

[53] Professor Schuck points out that agencies may have changed the regulations they proposed to avoid defeat in Congress. See Schuck, supra note 9, at 787-88. But he misunderstands my point. The agencies still promulgated regulations that drew substantial criticism in Congress, yet the legislators contrived to avoid voting on them.

[54] See SCHOENBROD, supra note 6, at 89-90.

[55] See id. at 101-02.

[56] MORRIS P. FIORINA, CONGRESS: KEYSTONES OF THE WASHINGTON ESTABLISHMENT 36-37 (1977) (quoting RANDALL RIPLEY, CONGRESS: PROCESS AND POLICY (1975)).

[57] See SCHOENBROD, supra note 6, at 104-05.

[58] See, e.g., Richard B. Stewart, Beyond Delegation Doctrine, 36 AM. U. L. REV. 323 (1987); Richard J. Pierce, Jr., Political Accountability and Delegated Power: A Response to Professor Lowi, 36 AM. U. L. REV. 391 (1987). Professors Pierce and Stewart argue that delegation is necessary or enhances welfare. I deal with those arguments in SCHOENBROD, supra note 6, at 107-52.

[59] MASHAW, supra note 7.

[60] Id. at 139-40.

[61] Id. at 146-47.

[62] My book draws this distinction early and often. See SCHOENBROD, supra note 6, at 9-10, 43, 135-36, 142-44, 181-84.

[63] See Clean Air Act Amendment of 1970 § 202(b)(1), Pub. L. No. 91-604, 84 Stat. 1676 (codified as amended at 42 U.S.C. § 7521(b)(1) (1994)).

[64] In a related passage, Mashaw states:

Nor does specificity help voters police for inconsistency in legislators’ ideological positions. Indeed, it would seem to me much easier for a voter to detect the inconsistency in a legislator’s statement that he or she intended “to protect the public health through strict air quality regulation while avoiding any serious economic dislocation” than by attempting to figure out that the specific provisions of a bill were indeed trading off these values and in precisely what ways.

MASHAW, supra note 7, at 147. I wonder how Mashaw would tell voters to evaluate President Clinton’s statement in the 1998 State of the Union Address that:

[t]he vast majority of scientists have concluded unequivocally that if we don’t reduce the emission of greenhouse gases, at some point in the next century we’ll disrupt our climate and put our children and grandchildren at risk. This past December, America led the world to reach a historic agreement committing our nation to reduce greenhouse gas emissions through market forces, new technologies, energy efficiency. We have it in our power to act right here, right now. I propose $6 billion in tax cuts and research and development to encourage innovation, renewable energy, fuel-efficient cars, energy-efficient homes. Every time we have acted to heal our environment, pessimists have told us it would hurt the economy. Well, today our economy is the strongest in a generation, and our environment is the cleanest in a generation. We have always found a way to clean the environment and grow the economy at the same time. And when it comes to global warming, we’ll do it again. President Bill Clinton, Address Before a Joint Session of the Congress of the State of the Union (Jan. 27, 1998), in 34 WEEKLY COMP. PRES. DOC. 129, 137 (Feb. 2, 1998).

[65] See SCHOENBROD, supra note 7, at 19-20, 54-57 (discussing the navel orange market order); id. at 61-67 (discussing the Clean Air Act).

[66] See MASHAW, supra note 6, at 147.

[67] See SCHOENBROD, supra note 6, at 63 & n.19.

[68] See id. at 73.

[69] See Citizens’ Commission on Public Services and Compensation, Pub. L. No. 90-206, 81 Stat. 642 (1967) (codified as amended at 2 U.S.C. § 351 (1994)).

[70] MASHAW, supra note 7, at 147.

[71] The opinion by Justice Scalia, concurring in part and dissenting in part, relied upon history to argue that Congress could allow the President discretion not to spend appropriated monies. See Clinton v. City of New York, 118 S. Ct. 2091, 2115-18 (1998). In my book, I argued that such discretion is not a delegation of legislative power. See SCHOENBROD, supra note 6, at 180, 186-88, 190-91. However, the Line Item Veto Act not only gave the President discretion not to spend, but also to take away the power from future Presidents to spend that money. See Clinton, 118 S. Ct. at 403-20. For that reason, I believe that the majority was correct to conclude that the act delegated an Article I legislative power.

[72] See OFFICE OF MANAGEMENT & BUDGET, HISTORICAL TABLES: BUDGET OF THE UNITED STATES GOVERNMENT, FISCAL YEAR 1998, at 15 (1997):

[E]xcept for periods of war (when spending for defense increased sharply), depressions or other economic downturns (when receipts fell precipitously), the Federal budget was generally in surplus throughout most of the Nation’s first 200 years. For our first sixty years as a Nation (through 1849), cumulative budget surpluses and deficits yielded a net surplus of $70 million. The Civil War, along with the Spanish-American War and the depression of the 1890s, resulted in a cumulative deficit totaling just under $1 billion during the 1850-1900 period. Between 1901 and 1916, the budget hovered very close to balance every year.

….

… The traditional pattern of running large deficits only in times of war or economic downturns was broken during the rest of the 1980s.

[73] See SCHOENBROD, supra note 6, at 27-28 (referring to THE FEDERALIST NOS. 10, 51 (James Madison)).

[74] See SCHOENBROD, supra note 6, at 145-46.

[75] See David Schoenbrod, Remarks to the National Resource Defense Council, 20 CARDOZO L. REV. 767 (1999).

[76] See SCHOENBROD, supra note 6, at 38 & n.45.

[77] MASHAW, supra note 7, at 139.

[78] See Editorial, Once Again, Regulatory Reform, WASH. POST, Aug. 26, 1997, at A14.

[79] See Clean Air Act Amendment of 1970 § 202(b)(1), Pub. L. No. 91-604, 84 Stat. 1676 (codified as amended at 42 U.S.C. § 7521(b)(1) (1994)).

[80] See S. 433, 105th Cong. (1997) (sponsored by Sen. Brownback and 12 cosponsors); H.R. 1036, 105th Cong. (1997) (sponsored by Rep. Hayworth and 67 cosponsors).

[81] See SCHOENBROD, supra note 6, at 160-62.

[82] See Bruce Ackerman, Constitutional Politics/Constitutional Law, 99 YALE L.J. 453, 457-61, 510-15. (1989).

[83] See U.S. CONST. art. V.

[84] MY FAIR LADY (Warner Bros. 1964).

[85] MASHAW, supra note 7, at 153. Part of what Mashaw is talking about in this passage is that true legislative specificity would require a great deal of detail in the administrative lawmaking process. That argument is wide off the mark because, as I have already pointed out, Mashaw confuses the issue of specificity-vagueness with the issue of whether Congress has delegated the power to make the laws. Thus, I focus instead on his main point that the voters get what they want because the administration is responsive.

[86] Cf. Abraham Lincoln, Address Delivered at the Dedication of the Cemetery at Gettysberg (Nov. 19, 1863), in 7 THE COLLECTED WORKS OF ABRAHAM LINCOLN 17 (Ray P. Bassler ed., 1953).

[87] See THE FEDERALIST NO. 73, supra note 5, at 494-96.

[88] The Supreme Court does rely on the accountability of the President to justify courts deferring to agencies on matters of statutory interpretation. See Chevron v. Natural Resources Defense Council, 467 U.S. 837 (1984). The Court’s point is that presidential appointees are more accountable than judges, not that the accountability of presidential appointees is a sufficient replacement for the accountability of legislators. See id. at 856-66.

[89] See SCHOENBROD, supra note 6, at 67-72.

[90] See id. at 180-82.

[91] Dan Kahan would like to see Congress be able to delegate to the Department of Justice the power to make the criminal laws in the hope that it will be more responsive than Congress. See Dan M. Kahan, Is Chevron Relevant to Federal Criminal Law?, 110 HARV. L. REV. 469 (1996). I would need to know a lot more about criminal law than I do to comment on Kahan’s various examples, but I have two comments. First, as to one of Kahan’s most troubling examples, RICO, it seems likely that a delegation doctrine with teeth would have been killed at birth. Second, many of the other problems that Kahan raises might be cured through the Department of Justice issuing rules of interpretation.

[92] See generally DAVID SCHOENBROD, CENTER FOR THE STUDY OF AMERICAN BUSINESS, TIME FOR THE FEDERAL ENVIRONMENTAL ARISTOCRACY TO GIVE UP POWER (1998).

[93] See id.

[94] Daniel A. Farber & Philip P. Frickey, The Jurisprudence of Public Choice, 65 TEX. L. REV. 873, 902 (1987).

[95] Id. at 902 n.172.

[96] Jerry L. Mashaw, Prodelegation: Why Administrators Should Make Political Decisions, 1 J.L. ECON. & ORG. 81, 98 (1985).

[97] The research on absence of cycling in Congress is collected and discussed in DANIEL A. FARBER & PHILIP P. FRICKEY, LAW AND PUBLIC CHOICE: A CRITICAL INTRODUCTION 48-49 (1991). For policy changes by agencies, see William T. Mayton, The Possibilities of Collective Choice: Arrow’s Theorem, Article I, and the Delegation of Legislative Power to Administrative Agencies, 1986 DUKE L.J. 948, 961-62. For discussion of Arrow’s assumptions, see, for example, ROBERT A. DAHL, DEMOCRACY AND ITS CRITICS 153-54 (1989); Herbert Hovenkamp, Legislation, Well-Being, and Public Choice, 57 U. CHI. L. REV. 63, 89-94 (1990). See also Mayton, supra at 953-58.

[98] See Andrew Caplin & Barry Nalebuff, On 64%-Majority Rule, 56 ECONOMETRICA 787 (1988). Mashaw and others have raised a number of second order objections to how Article I avoids voting cycles. I deal with these arguments in SCHOENBROD, supra note 6, at 132-34.

[99] See Peter H. Aranson et al., A Theory of Legislative Delegation, 68 CORNELL L. REV. 1, 36-37 (1982).

[100] MASHAW, supra note 7, at 143.

[101] See SCHOENBROD, supra note 6, at 5, 7-12.

[102] Kahan, supra note 8.

[103] Id. at 796.

[104] Id. at 797.

[105] AMERICAN HERITAGE DICTIONARY 380 (2d ed. 1991).

[106] Cf. Lincoln, supra note 86.

[107] See Marci Hamilton, supra note 5, at 812.

[108] See id. at 813.

[109] See Kahan, supra note 8, at 795.

[110] See SCHOENBROD, supra note 6, at 47-48, 155-64, 174-79.

[111] See id. at 84-96, 99-106.

[112] See Kahan, supra note 8, at 800.

[113] See id. at 805.

[114] See U.S. CONST. art. I, § 7, cl. 2.

[115] See Kahan, supra note 8, at 795.

[116] See SCHOENBROD, supra note 6, at 47-48, 155-64, 174-79.

[117] See id. at 99-104.

[118] Schuck, supra note 9, at 781.

[119] Cf. Baker v. Carr, 369 U.S. 186, 209 (1962).

[120] Schuck, supra note 9, at 776.

[121] Id. at 775.

[122] See SCHOENBROD, supra note 6, at 119-52.

[123] See JOHN HART ELY, DEMOCRACY AND DISTRUST: A THEORY OF JUDICIAL REVIEW 88-101 (1980).

[124] Schuck, supra note 9, at 778.

[125] Id. at 782.

[126] Id.

[127] See SCHOENBROD, supra note 92, at 8.

[128] In another context, Schuck kindly provided me with citations of other comprehensive federal programs that have not produced better results than their state, local, and private antecedents.

[129] Id. at 781.

[130] Id. at 777.

[131] See David Schoenbrod, Delegation and Democracy: A Reply to My Critics, 20 CARDOZO L. REV. 731 (1999) (draft of Sept. 1, 1998, on file with Cardozo Law Review).

[132] See SCHOENBROD, supra note 6, at 82-84, 111-18, 121-26.

[133] Schuck, supra note 9, at 781.

[134] See SCHOENBROD, supra note 6, at 56-57, 63-67.

[135] Schuck, supra note 9, at 790.

[136] Id. at 790-91.

[137] See SCHOENBROD, supra note 6, at 180-91.

[138] Schuck, supra note 9, at 791. He also writes, “[r]esolution of these questions, moreover, depends entirely on context — or, as Professor Schoenbrod recognizes, on a ‘slew of other factors.’” Id. at 791. The “slew of other factors” quote is taken out of context. My point was not that courts should look at the context in deciding whether the text of a statute made the law.

[139] See Stephen Breyer, The Legislative Veto After Chadha, 72 GEO. L.J. 785, 793-94 (1984).

[140] See Schuck, supra note 9, at 791.

[141] See Douglas Ginsburg, Delegation Running Riot, 18 REG. 83 (reviewing SCHOENBROD, supra note 6); Harold Krent, Delegation and Its Discontents, 94 COLUM. L. REV. 710 (1994) (same).

[142] See Phillip Howard, Comments at the Cardozo Law Review symposium “The Phoenix Rises Again: The Nondelegation Doctrine from Constitutional and Policy Perspectives” (Mar. 19, 1998) (transcript on file with the Cardozo Law Review).

[143] See William A. Niskanen, Legislative Implications of Reasserting Congressional Authority over Regulations, 20 CARDOZO L. REV. 939 (1999).

FROM CONSTITUTION TO EMERGENCY RULE

Posted in Uncategorized on October 8, 2009 by bigsmiff

From Constitution to Emergency Rule

The establishment of the U.S. Constitution in 1789 and its Bill of Rights in 1791 was a fundamental innovation in jurisprudence. It introduced the first constitutional republic, with a written constitution that superseded the Common Law that preceded it, while incorporating that part of the Common Law not in conflict with it, and provided that all subsequent statutory law and official acts must be based on its provisions and not in conflict with it. Any statute or official act not so based, or in such conflict with it, was to be considered unconstitutional, and null and void from inception.

Unfortunately, despite the nominal commitment to compliance with the Constitution, legislators and officials have failed to comply with it in many instances. Most of these instances were justified as necessary to deal with perceived crises, especially war and depression. Some of these instances include the Dick Act of 1903 and the Federal Reserve Act of 1913. But perhaps the most important was the Emergency Banking Act of March 9, 1933, and particularly its amendment to the Trading with the Enemy Act of October 6, 1917, and its ratification of such executive orders as the Proclamation 2040 by President Roosevelt issued on March 6, 1933, sometimes called the Emergency and War Powers order. This act, codified as 12 USC 95(b), effectively declared the Constitution suspended and conferred dictatorial powers on the President, a situation which continues to this day.

Following this there was a long train of unconstitutional legislation and executive orders, made possible by intimidation of the federal courts. Although some reference to provisions of the Constitution was made to justify them, especially an expanded interpretation of “interstate commerce”, it is argued [by some] that what was really done was suspension of the Constitution as the “Supreme Law of the Land” and the extension of the “Law of the Sea” over the land, making all federal courts admiralty courts, under the executive authority of the President. The “Law of the Sea” is a branch of Common Law under which the President and admiralty courts exercise essentially dictatorial powers, akin to martial law.

Under this assumed authority, the U.S. Congress, the President, and the federal courts have extended their powers and jurisdiction far beyond the limits imposed on them under the Constitution, in violation of the 10th Amendment.

Senate Report 93-549, written in 1973, said “Since March 9, 1933, the United States has been in a state of declared national emergency.” It goes on to say:

“A majority of the people of the United States have lived all their lives under emergency rule. For 40 years, freedoms and governmental procedures guaranteed by the constitution have, in varying degrees, been abridged by laws brought into force by states of National emergency. In the United States, actions taken by government in times of great crisis have … in important ways shaped the present phenomenon of a permanent state of National emergency.”…

“These proclamations give force to 470 provisions of federal law. These hundreds of statutes delegate to the President extraordinary powers, ordinarily exercised by Congress, which affect the lives of American citizens in a host of all-encompassing manners. This vast range of powers, taken together, confer enough authority to rule this country without reference to normal constitutional process.

“Under the powers delegated by these statutes, the President may: seize property; organize and control the means of production; seize commodities; assign military forces abroad; institute martial law; seize and control all transportation and communication; regulate the operation of private enterprise; restrict travel; and, in a plethora of particular ways, control the lives of all American citizens.”

The problem, of course, is that the Constitution does not provide for its own suspension, under some Rule of Necessity, only for temporary suspension of the right of habeas corpus, nor does Congress have such emergency and war powers or the power to delegate them to the President. Such a doctrine of “emergency rule” is a legalistic façade, perhaps providing a defense against summary judgement by a lawful court, but not providing true legal authority. The Constitution is not just the Supreme Law of the Land, but of all operations of the institutions it establishes, as agents of the People, including those at sea and those involving the laws of nations, forbidding them to exercise any powers not specifically delegated to them, in any field of action.

A difficulty for this regime is that the vast majority of people in and out of government are unaware of such emergency rule. As far as they are concerned, the Constitution is still in full force and effect. Many of them continue to take an oath to “preserve, protect, and defend the Constitution against all enemies, foreign and domestic.” Some of them are aware of their role as militiamen, as defenders of the State and its Constitution, with a duty to not only obey the Constitution and constitutional laws, but to do what they can to enforce them as well, singly or in concert with one another.
Two Bodies of Jurisprudence

What we have, then, is two bodies of jurisprudence: one based on the Constitution, the other not based on it, and, indeed, in fundamental conflict with it. Unfortunately, the full force of de facto government acts to enforce this second body of jurisprudence, and this puts it in fundamental conflict with the Militia and its duty to defend the Constitution and enforce it and its laws.

Since the statutes and official acts not based on the Constitution are null and void from inception, and in conflict with the real law, which is based on the Constitution, we may call this body of jurisprudence antilaw. It is sometimes referred to by the euphemism “public policy”.

Almost any effort to enforce such antilaw infringes on the civil rights of persons, and is therefore itself a crime, specifically, violation of 18 USC 241, Conspiracy Against Rights, or 242, Deprivation of Rights Under Color of Law. These statutes are arguably constitutional, under the authority of the 14th amendment, therefore citizens have the duty, as militiamen, to enforce it against officials who attempt to enforce antilaw, to arrest them and bring them before a grand jury.

What we have, therefore, is the potential for conflict between two groups of Americans, each enforcing what they consider to be the law against the other, each trying to arrest the other, with armed force if necessary. The forces of de facto government may, for the most part, believe they are in the right. Most of them are just doing their jobs, following the orders of the people who pay their salaries, and many people, not knowing any better, think they are indeed the lawful government. They are better organized, funded, and equipped. On the other side are a growing number of citizens who are becoming aware of the situation and their duties as militiamen, and while they are not yet as well organized, they are becoming more numerous and better organized, and they are even gaining support from within this de facto government.
Corruption and the Crisis of Legitimacy

This dysfunctional situation is exacerbated by pervasive corruption that infects almost every level and agency of government and institution of society. This has brought compromise of the integrity of those institutions, and the loss of their ability to meet the needs of the people. Computerized elections are often rigged. Many judges are compromised or intimidated. It is not uncommon for people to take a case before a federal judge, asking him to enforce the Constitution, and have him refuse to rule, saying “If I ruled on this, I would be dead before morning.” Take a case of high- level official misconduct to law enforcement authorities and they refuse to consider it. Investigating and exposing such corruption and the abuses it brings all too often results in the harassment, persecution, or even the death of the investigator and his witnesses, and the confiscation or destruction of their evidence.

This crisis of legitimacy and corruption is causing severe conflicts within government as well, between factions that extend across institutions and align themselves with citizen activists. This conflict has become a kind of low-level civil war, in which there is real violence and the loss of lives.
Antilaw as Dyslaw

Antilaw might prevail if it met the needs of the people, eventually acquiring a kind of legitimacy, but it does not. It is fundamentally dysfunctional, as well as illegitimate, and therefore dyslaw. As such, it is doomed, and must eventually give way to a return to the Rule of Law under the Constitution. This will be a difficult transition to manage gracefully. Once the dominoes start falling, it may be difficult to avoid a sudden collapse that will bring chaos and economic upheaval.

The first shot across the bow of antilaw from the Supreme Court may have just been fired, in the case of U.S. v. Lopez, which, for the first time since 1936, struck down a federal criminal statute based on the interstate commerce clause.